0000944075-23-000038.txt : 20230530 0000944075-23-000038.hdr.sgml : 20230530 20230530195504 ACCESSION NUMBER: 0000944075-23-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230526 FILED AS OF DATE: 20230530 DATE AS OF CHANGE: 20230530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARNELL WILLIAM L. JR CENTRAL INDEX KEY: 0001713605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13810 FILM NUMBER: 23978556 MAIL ADDRESS: STREET 1: 40675 ENCYCLOPEDIA CIR CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40675 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538-2475 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 40675 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538-2475 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-05-26 0 0000944075 SOCKET MOBILE, INC. SCKT 0001713605 PARNELL WILLIAM L. JR 40675 ENCYCLOPEDIA CIR FREMONT CA 94538 1 0 0 0 0 Subordinated Convertible Note 1.34 2023-05-26 4 P 0 74626 100000 A Common Stock 74626 74626 D The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. Bill Parnell 2023-05-30