0000094403-24-000045.txt : 20240501 0000094403-24-000045.hdr.sgml : 20240501 20240501143144 ACCESSION NUMBER: 0000094403-24-000045 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: ROSS,BRENDAN,JAMES, FILED AS OF DATE: 20240501 DATE AS OF CHANGE: 20240501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24902357 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com wilhelmm@stifel.com sheparda@stifel.com N 0000094403-22-000062 N BRENDAN JAMES ROSS 6656095 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 05-23-2016 N 867-01277 LOCATED SUPERVISED 05-23-2016 501 NORTH BROADWAY ST. LOUIS MO 63102 05-2016 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) ST. LOUIS MO 63102 Y Y PUBLIC FINANCE ANALYST 07-2013 05-2017 CENTRAL METHODIST UNIVERSITY FAYETTE MO 65248 N N STUDENT 07-2000 05-2013 LOUISIANA R-II SCHOOL DISTRICT LOUISIANA MO 63353 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-01-2024 MATTHEW WILHELM COMPLIANCE MANAGER-REGISTRATION