0000094403-24-000045.txt : 20240501
0000094403-24-000045.hdr.sgml : 20240501
20240501143144
ACCESSION NUMBER: 0000094403-24-000045
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: ROSS,BRENDAN,JAMES,
FILED AS OF DATE: 20240501
DATE AS OF CHANGE: 20240501
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 24902357
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
wilhelmm@stifel.com
sheparda@stifel.com
N
0000094403-22-000062
N
BRENDAN
JAMES
ROSS
6656095
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
05-23-2016
N
867-01277
LOCATED
SUPERVISED
05-23-2016
501 NORTH BROADWAY
ST. LOUIS
MO
63102
05-2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
ST. LOUIS
MO
63102
Y
Y
PUBLIC FINANCE ANALYST
07-2013
05-2017
CENTRAL METHODIST UNIVERSITY
FAYETTE
MO
65248
N
N
STUDENT
07-2000
05-2013
LOUISIANA R-II SCHOOL DISTRICT
LOUISIANA
MO
63353
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-01-2024
MATTHEW WILHELM
COMPLIANCE MANAGER-REGISTRATION