0000094403-24-000023.txt : 20240305 0000094403-24-000023.hdr.sgml : 20240305 20240305113433 ACCESSION NUMBER: 0000094403-24-000023 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: IMHOFF,MICHAEL,FRANCIS, FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24718976 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com sheparda@stifel.com WilhelmM@stifel.com N N MICHAEL FRANCIS IMHOFF 1453259 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED STIFEL, NICOLAUS & COMPANY, INCORPORATED 02-23-2024 N 867-01277 LOCATED 02-23-2024 1401 LAWRENCE STREET STE 900 DENVER CO 80202 MICHAEL FRANCIS IMHOFF 01-2000 STIFEL, NICOLAUS & CO.,INC. DENVER CO 80202 Y Y INVESTMENT EXECUTIVE 02-1998 04-2000 HANIFEN, IMHOFF INC DENVER CO 80202 N Y OTHER-REPRESENTATIVE 10-1987 02-1998 HANIFEN, IMHOFF INC. DENVER CO 80202 N Y NOT PROVIDED Y 09-2005 UNIVERSITY OF COLORADO FOUNDATION 1800 GRANT STREET #800 DENVER CO 80203 N N TRUSTEE TRUSTEE 1 TRUSTEE 11-2014 FINRA OHO 1735 K STREET NW WASHINGTON DC 20006 N Y SERVE ON HEARING PANEL HEARING PANEL MEMBER 0 SERVE ON HEARING PANELS FOR FINRA DISCIPLINARY CASES 01-2016 DENVER BOTANIC GARDENS 909 YORK STREET DENVER CO 80206 N N CHARITABLE BOARD MEMBER 2 ADVISORY CAPACITY ON MANAGEMENT ANDDEVELOPMENT 01-2017 IMHOFF FAMILY INVESTMENT LLC 2075 CHERRYVILLE ROAD GREENWOOD VILLAGE CO 80121 N Y PARTNERSHIP TO MANAGE INHERITED PRIVATEINVESTMENTS OF 5 SIBLINGS MANAGING MEMBER 2 MANAGED PRIVATE INVESTMENTS AND REINVESTPROCEEDS 08-2020 BOW RIVER CAPITAL EVERGREEN PRIVATE EQUITY FUND,LP 205 DETROIT STREET DENVER CO 80206 N Y INVESTMENT MANAGEMENT TRUSTEE 2 FORM POLICIES AND MAINTAIN ORGANIZATION TOIMPLEMENT POLICIES 09-2020 GOVERNMENT FINANCE OFFICERS ASSOCIATION 203 N LASALLE ST CHICAGO IL 60601 N Y REPRESENTS PUBLIC FINANCE OFFICIALS THROUGHOUTTHE US MEMBER, DEBT & FISCAL POLICY COMMITTEE 4 PROMOTE SOUND FINANCIAL PRACTICES 12-2009 SIFMA 120 BROADWAY 35TH FLOOR NEW YORK NY 10271 N N SIFMA MUNICIPAL EXECUTIVE COMMITTEE 1 SIFMA IS THE VOICE OF THE NATION'S SECURITIESINDUSTRY. WE ADVOCATE FOR EFFECTIVE AND EFFICIENTCAPITAL MARKETS. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-05-2024 MATTHEW WILHELM COMPLIANCE MANAGER-REGISTRATION