0000094403-24-000023.txt : 20240305
0000094403-24-000023.hdr.sgml : 20240305
20240305113433
ACCESSION NUMBER: 0000094403-24-000023
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: IMHOFF,MICHAEL,FRANCIS,
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240305
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 24718976
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
sheparda@stifel.com
WilhelmM@stifel.com
N
N
MICHAEL
FRANCIS
IMHOFF
1453259
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
02-23-2024
N
867-01277
LOCATED
02-23-2024
1401 LAWRENCE STREET
STE 900
DENVER
CO
80202
MICHAEL
FRANCIS
IMHOFF
01-2000
STIFEL, NICOLAUS & CO.,INC.
DENVER
CO
80202
Y
Y
INVESTMENT EXECUTIVE
02-1998
04-2000
HANIFEN, IMHOFF INC
DENVER
CO
80202
N
Y
OTHER-REPRESENTATIVE
10-1987
02-1998
HANIFEN, IMHOFF INC.
DENVER
CO
80202
N
Y
NOT PROVIDED
Y
09-2005
UNIVERSITY OF COLORADO FOUNDATION
1800 GRANT STREET
#800
DENVER
CO
80203
N
N
TRUSTEE
TRUSTEE
1
TRUSTEE
11-2014
FINRA OHO
1735 K STREET NW
WASHINGTON
DC
20006
N
Y
SERVE ON HEARING PANEL
HEARING PANEL MEMBER
0
SERVE ON HEARING PANELS FOR FINRA DISCIPLINARY CASES
01-2016
DENVER BOTANIC GARDENS
909 YORK STREET
DENVER
CO
80206
N
N
CHARITABLE
BOARD MEMBER
2
ADVISORY CAPACITY ON MANAGEMENT ANDDEVELOPMENT
01-2017
IMHOFF FAMILY INVESTMENT LLC
2075 CHERRYVILLE ROAD
GREENWOOD VILLAGE
CO
80121
N
Y
PARTNERSHIP TO MANAGE INHERITED PRIVATEINVESTMENTS OF 5 SIBLINGS
MANAGING MEMBER
2
MANAGED PRIVATE INVESTMENTS AND REINVESTPROCEEDS
08-2020
BOW RIVER CAPITAL EVERGREEN PRIVATE EQUITY FUND,LP
205 DETROIT STREET
DENVER
CO
80206
N
Y
INVESTMENT MANAGEMENT
TRUSTEE
2
FORM POLICIES AND MAINTAIN ORGANIZATION TOIMPLEMENT POLICIES
09-2020
GOVERNMENT FINANCE OFFICERS ASSOCIATION
203 N LASALLE ST
CHICAGO
IL
60601
N
Y
REPRESENTS PUBLIC FINANCE OFFICIALS THROUGHOUTTHE US
MEMBER, DEBT & FISCAL POLICY COMMITTEE
4
PROMOTE SOUND FINANCIAL PRACTICES
12-2009
SIFMA
120 BROADWAY
35TH FLOOR
NEW YORK
NY
10271
N
N
SIFMA
MUNICIPAL EXECUTIVE COMMITTEE
1
SIFMA IS THE VOICE OF THE NATION'S SECURITIESINDUSTRY. WE ADVOCATE FOR EFFECTIVE AND EFFICIENTCAPITAL MARKETS.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-05-2024
MATTHEW WILHELM
COMPLIANCE MANAGER-REGISTRATION