0000094403-24-000015.txt : 20240222
0000094403-24-000015.hdr.sgml : 20240222
20240222155245
ACCESSION NUMBER: 0000094403-24-000015
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: LUZECKY,MARY,IRENE,
FILED AS OF DATE: 20240222
DATE AS OF CHANGE: 20240222
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 24664535
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
sheparda@stifel.com
WilhelmM@stifel.com
N
0000094403-23-000120
N
Mary
Irene
LUZECKY
5151213
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
10-02-2023
N
867-01277
LOCATED
10-02-2023
501 NORTH BROADWAY
ST. LOUIS
MO
63102
Mary
I
McPike
01-2020
Stifel Financial Corp
St. Louis
MO
63102
Y
Y
Managing Director of Municipal Oversight Division
08-2014
01-2020
Stifel
St. Louis
MO
63102
Y
Y
Director Of Municipal Oversight
04-2012
08-2014
Wintrust Mortgage
Rosemont
IL
60018
N
N
Mortgage Banker
10-2011
04-2012
The Family
Alton
IL
62002
N
N
Homemaker
05-2006
10-2011
Stifel Nicolaus and Company, Inc
St. Louis
MO
63102
N
Y
Associate
08-2005
05-2006
St. Louis University School Of Law
St. Louis
MO
63101
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-22-2024
Matthew Wilhelm
Compliance Manager-Registration