0000094403-24-000015.txt : 20240222 0000094403-24-000015.hdr.sgml : 20240222 20240222155245 ACCESSION NUMBER: 0000094403-24-000015 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: LUZECKY,MARY,IRENE, FILED AS OF DATE: 20240222 DATE AS OF CHANGE: 20240222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24664535 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com sheparda@stifel.com WilhelmM@stifel.com N 0000094403-23-000120 N Mary Irene LUZECKY 5151213 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED STIFEL, NICOLAUS & COMPANY, INCORPORATED 10-02-2023 N 867-01277 LOCATED 10-02-2023 501 NORTH BROADWAY ST. LOUIS MO 63102 Mary I McPike 01-2020 Stifel Financial Corp St. Louis MO 63102 Y Y Managing Director of Municipal Oversight Division 08-2014 01-2020 Stifel St. Louis MO 63102 Y Y Director Of Municipal Oversight 04-2012 08-2014 Wintrust Mortgage Rosemont IL 60018 N N Mortgage Banker 10-2011 04-2012 The Family Alton IL 62002 N N Homemaker 05-2006 10-2011 Stifel Nicolaus and Company, Inc St. Louis MO 63102 N Y Associate 08-2005 05-2006 St. Louis University School Of Law St. Louis MO 63101 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-22-2024 Matthew Wilhelm Compliance Manager-Registration