0000094403-24-000009.txt : 20240131
0000094403-24-000009.hdr.sgml : 20240131
20240131091241
ACCESSION NUMBER: 0000094403-24-000009
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: LAVALLEE,MICHAEL,STEPHEN,
FILED AS OF DATE: 20240130
DATE AS OF CHANGE: 20240131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 24580805
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Sarah Long
314-342-7310
longs@stifel.com
poec@stifel.com
longs@stifel.com
wilhelmm@stifel.com
N
0000094403-23-000029
N
Michael
Stephen
Lavallee
2707535
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-30-2011
N
09-26-2014
0000094403
LOCATED
09-30-2011
2801 EAST CAMELBACK ROAD
Phoenix
AZ
85016
09-2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Phoenix
AZ
85016
Y
Y
Managing Director
07-2002
09-2011
STONE & YOUNGBERG LLC
Phoenix
AZ
85016
Y
Y
Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-30-2024
MATTHEW WILHELM
COMPLIANCE MANAGER-REGISTRATION