0000094403-24-000009.txt : 20240131 0000094403-24-000009.hdr.sgml : 20240131 20240131091241 ACCESSION NUMBER: 0000094403-24-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: LAVALLEE,MICHAEL,STEPHEN, FILED AS OF DATE: 20240130 DATE AS OF CHANGE: 20240131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 24580805 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Sarah Long 314-342-7310 longs@stifel.com poec@stifel.com longs@stifel.com wilhelmm@stifel.com N 0000094403-23-000029 N Michael Stephen Lavallee 2707535 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-30-2011 N 09-26-2014 0000094403 LOCATED 09-30-2011 2801 EAST CAMELBACK ROAD Phoenix AZ 85016 09-2011 STIFEL, NICOLAUS & COMPANY, INCORPORATED Phoenix AZ 85016 Y Y Managing Director 07-2002 09-2011 STONE & YOUNGBERG LLC Phoenix AZ 85016 Y Y Vice President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-30-2024 MATTHEW WILHELM COMPLIANCE MANAGER-REGISTRATION