0000094403-23-000150.txt : 20231219 0000094403-23-000150.hdr.sgml : 20231219 20231219072533 ACCESSION NUMBER: 0000094403-23-000150 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: SWANSON,CONNER,ROBERT, FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231495622 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com wilhelmm@stifel.com fultzrh@stifel.com sheparda@stifel.com N 0000094403-21-000066 N CONNER ROBERT SWANSON 6661249 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-14-2020 N 867-01277 LOCATED SUPERVISED 12-18-2023 4622 PENNSYLVANIA AVENUE SUITE 1210, C KANSAS CITY MO 64112 CONNER NMN SWANSON CONNER R SWANSON 09-2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED KANSAS CITY MO 64112 Y Y PUBLIC FINANCE ANALYST 07-2020 09-2020 TEXTRON AVIATION WICHITA KS 67215 N N FINANCE ANALYST - LEADERSHIP DEVELOPMENT PROGRAM 07-2019 06-2020 TEXTRON SYSTEMS BALTIMORE MD 21030 N N FINANCE ANALYST - LEADERSHIP DEVELOPMENT PROGRAM 08-2018 05-2019 KANSAS STATE UNIVERISTY MANHATTAN KS 66506 N N STUDENT 05-2018 08-2018 BELL, TEXTRON INC FORTH WORTH TX 76118 N N FINANCE INTERN 08-2017 05-2018 KANSAS STATE UNIVERISTY MANHATTAN KS 66506 N N STUDENT 05-2017 08-2017 STIFEL MANHATTAN KS 66502 N Y FINANCE INTERN 08-2016 05-2017 KANSAS STATE UNIVERISTY MANHATTAN KS 66506 N N STUDENT 05-2016 08-2016 STIFEL KANSAS CITY MO 64112 N Y FINANCE INTERN 08-2015 05-2016 KANSAS STATE UNIVERISTY MANHATTAN KS 66506 N N STUDENT 04-2013 08-2015 KANSAS CITY COUNTY CLUB? MISSION HILLS KS 66208 N N CART BARN/LOCKER ROOM ATTENDANT 08-2012 05-2015 SHAWNEE MISSION EAST HIGH SCHOOL PRAIRIE VILLAGE KS 66208 N N STUDENT 07-2010 05-2012 MISSION VALLEY MIDDLE SCHOOL PRAIRIE VILLAGE KS 66208 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-18-2023 Matthew Wilhelm Compliance Manager - Registration