0000094403-23-000150.txt : 20231219
0000094403-23-000150.hdr.sgml : 20231219
20231219072533
ACCESSION NUMBER: 0000094403-23-000150
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: SWANSON,CONNER,ROBERT,
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231495622
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
wilhelmm@stifel.com
fultzrh@stifel.com
sheparda@stifel.com
N
0000094403-21-000066
N
CONNER
ROBERT
SWANSON
6661249
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-14-2020
N
867-01277
LOCATED
SUPERVISED
12-18-2023
4622 PENNSYLVANIA AVENUE
SUITE 1210, C
KANSAS CITY
MO
64112
CONNER
NMN
SWANSON
CONNER
R
SWANSON
09-2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED
KANSAS CITY
MO
64112
Y
Y
PUBLIC FINANCE ANALYST
07-2020
09-2020
TEXTRON AVIATION
WICHITA
KS
67215
N
N
FINANCE ANALYST - LEADERSHIP DEVELOPMENT PROGRAM
07-2019
06-2020
TEXTRON SYSTEMS
BALTIMORE
MD
21030
N
N
FINANCE ANALYST - LEADERSHIP DEVELOPMENT PROGRAM
08-2018
05-2019
KANSAS STATE UNIVERISTY
MANHATTAN
KS
66506
N
N
STUDENT
05-2018
08-2018
BELL, TEXTRON INC
FORTH WORTH
TX
76118
N
N
FINANCE INTERN
08-2017
05-2018
KANSAS STATE UNIVERISTY
MANHATTAN
KS
66506
N
N
STUDENT
05-2017
08-2017
STIFEL
MANHATTAN
KS
66502
N
Y
FINANCE INTERN
08-2016
05-2017
KANSAS STATE UNIVERISTY
MANHATTAN
KS
66506
N
N
STUDENT
05-2016
08-2016
STIFEL
KANSAS CITY
MO
64112
N
Y
FINANCE INTERN
08-2015
05-2016
KANSAS STATE UNIVERISTY
MANHATTAN
KS
66506
N
N
STUDENT
04-2013
08-2015
KANSAS CITY COUNTY CLUB?
MISSION HILLS
KS
66208
N
N
CART BARN/LOCKER ROOM ATTENDANT
08-2012
05-2015
SHAWNEE MISSION EAST HIGH SCHOOL
PRAIRIE VILLAGE
KS
66208
N
N
STUDENT
07-2010
05-2012
MISSION VALLEY MIDDLE SCHOOL
PRAIRIE VILLAGE
KS
66208
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-18-2023
Matthew Wilhelm
Compliance Manager - Registration