0000094403-23-000147.txt : 20231219 0000094403-23-000147.hdr.sgml : 20231219 20231219072559 ACCESSION NUMBER: 0000094403-23-000147 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: JONES,JOHN,STANLEY, FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 ORGANIZATION NAME: IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231495625 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com wilhelmm@stifel.com fultzrh@stifel.com MCochrane@stifel.com sheparda@stifel.com N 0000094403-19-000088 N JOHN STANLEY JONES 6796180 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-04-2019 N 867-01277 LOCATED SUPERVISED 06-01-2023 301 N. MAIN SUITE 800 WICHITA KS 67202 STAN NMN JONES 06-2023 STIFEL NICOLAUS & CO INC WICHITA KS 67202 Y Y Public Finance Vice Pres 09-2019 06-2023 STIFEL NICOLAUS & CO INC KANSAS CITY MO 64112 Y Y Public Finance Vice Pres 01-2018 09-2019 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 Y Y Municipal Investment Banker - VP 05-2017 12-2017 AMERITAS INVESTMENT CORP KANSAS CITY MO 64112 Y Y REGISTERED REPRESENTATIVE 12-2012 04-2017 KANSAS STATE TREASURER TOPEKA KS 66612 N N DIRECTOR OF BOND SERVICES 08-2012 11-2012 DATA MAPPING SYSTEMS SCOTTSDALE AZ 85260 N N REAL ESTATE NEGOTIATOR 08-2009 07-2012 WASHBURN UNIVERSITY SCHOOL OF LAW TOPEKA KS 66621 N N STUDENT 01-2009 08-2009 KANSAS ARMY NATIONAL GUARD JOINT OPERATIONS CENTER TOPEKA KS 66611 N N JOINT OPERATIONS CENTER TECHNICIAN Y 10-2013 UNITED STATES ARMY RESERVE 2100 IOWA ST LAWRENCE KS 66046 N N MILITARY SERVICE-ARMY BAND SERGEANT FIRST CLASS 20 PLATOON LEADER, TEAM LEADER, INSTRUMENTALIST 03-2018 DRIFTING SANDS HUNT CLUB, LLC 15916 LANDAUER STREET BASEHOR KS 66007 N N PURCHASE REAL ESTATE FOR HUNTING CLUB TREASURER/SECRETARY 1 EXPENSE TRACKING N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-18-2023 Matthew Wilhelm Compliance Manager - Registration