0000094403-23-000147.txt : 20231219
0000094403-23-000147.hdr.sgml : 20231219
20231219072559
ACCESSION NUMBER: 0000094403-23-000147
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: JONES,JOHN,STANLEY,
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
ORGANIZATION NAME:
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231495625
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
wilhelmm@stifel.com
fultzrh@stifel.com
MCochrane@stifel.com
sheparda@stifel.com
N
0000094403-19-000088
N
JOHN
STANLEY
JONES
6796180
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-04-2019
N
867-01277
LOCATED
SUPERVISED
06-01-2023
301 N. MAIN
SUITE 800
WICHITA
KS
67202
STAN
NMN
JONES
06-2023
STIFEL NICOLAUS & CO INC
WICHITA
KS
67202
Y
Y
Public Finance Vice Pres
09-2019
06-2023
STIFEL NICOLAUS & CO INC
KANSAS CITY
MO
64112
Y
Y
Public Finance Vice Pres
01-2018
09-2019
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
Municipal Investment Banker - VP
05-2017
12-2017
AMERITAS INVESTMENT CORP
KANSAS CITY
MO
64112
Y
Y
REGISTERED REPRESENTATIVE
12-2012
04-2017
KANSAS STATE TREASURER
TOPEKA
KS
66612
N
N
DIRECTOR OF BOND SERVICES
08-2012
11-2012
DATA MAPPING SYSTEMS
SCOTTSDALE
AZ
85260
N
N
REAL ESTATE NEGOTIATOR
08-2009
07-2012
WASHBURN UNIVERSITY SCHOOL OF LAW
TOPEKA
KS
66621
N
N
STUDENT
01-2009
08-2009
KANSAS ARMY NATIONAL GUARD JOINT OPERATIONS CENTER
TOPEKA
KS
66611
N
N
JOINT OPERATIONS CENTER TECHNICIAN
Y
10-2013
UNITED STATES ARMY RESERVE
2100 IOWA ST
LAWRENCE
KS
66046
N
N
MILITARY SERVICE-ARMY BAND
SERGEANT FIRST CLASS
20
PLATOON LEADER, TEAM LEADER, INSTRUMENTALIST
03-2018
DRIFTING SANDS HUNT CLUB, LLC
15916 LANDAUER STREET
BASEHOR
KS
66007
N
N
PURCHASE REAL ESTATE FOR HUNTING CLUB
TREASURER/SECRETARY
1
EXPENSE TRACKING
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-18-2023
Matthew Wilhelm
Compliance Manager - Registration