0000094403-23-000132.txt : 20231120
0000094403-23-000132.hdr.sgml : 20231120
20231120164726
ACCESSION NUMBER: 0000094403-23-000132
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: RADCLIFF,LAURA,MIRKIN,
FILED AS OF DATE: 20231120
DATE AS OF CHANGE: 20231120
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231423358
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
ANGELA SHEPARD
314-342-2268
sheparda@stifel.com
poec@stifel.com
WilhelmM@stifel.com
sheparda@stifel.com
N
0000094403-23-000024
N
Laura
Mirkin
Radcliff
2550327
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
03-12-2008
N
09-26-2014
0000094403
LOCATED
03-12-2008
501 NORTH BROADWAY
ST. LOUIS
MO
63102
Laura
Lynn
Mirkin
Laura
Lynn
Mirkin Radcliff
03-2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED
St. Louis
MO
63102
Y
Y
Managing director
09-1994
03-2008
WACHOVIA CAPITAL MARKETS, LLC
St. Louis
MO
63103
Y
Y
Director
Y
12-2020
Downtown St. Louis Community Improvement District
911 Washington
Saint Louis
MO
63101
N
N
supplementing city services, making Downtown a cleaner, safer and more attractive space.
CHAIR
4
CHAIRING BOARD MEETINGS AND SERVING ON THE EXECUTIVE COMMITTEE
10-2023
DOWNTOWN DISTRICT FOUNDATION
911 WASHINGTON AVE
ST LOUIS
MO
63101
N
N
ENGAGIN IN ACTIVTIIES THAT BENEFIT, SUPPORT AND CARRY OUT THE CHARITABLE AND EDUCATIONAL PURPOSES OF THE DOWNTOWN ST. LOUIS CID
VICE PRESIDENT. AS SUCH, I CAN ABSTAIN FROM VOTING ON MATTERS INVOLVING THE INVESTMENT OF FUNDS, IF THAT IS PREFERRED
1
MEMBER OF THE BOARD-MAY MAKE DECISIONS REGARDING WHICH DOWNTOWN SERVICES ARE FUNDED BY THE FOUNDATION
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-20-2023
MATTHEW WILHELM
COMPLIANCE MANAGER-REGISTRATION