0000094403-23-000132.txt : 20231120 0000094403-23-000132.hdr.sgml : 20231120 20231120164726 ACCESSION NUMBER: 0000094403-23-000132 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: RADCLIFF,LAURA,MIRKIN, FILED AS OF DATE: 20231120 DATE AS OF CHANGE: 20231120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231423358 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX ANGELA SHEPARD 314-342-2268 sheparda@stifel.com poec@stifel.com WilhelmM@stifel.com sheparda@stifel.com N 0000094403-23-000024 N Laura Mirkin Radcliff 2550327 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 03-12-2008 N 09-26-2014 0000094403 LOCATED 03-12-2008 501 NORTH BROADWAY ST. LOUIS MO 63102 Laura Lynn Mirkin Laura Lynn Mirkin Radcliff 03-2008 STIFEL, NICOLAUS & COMPANY, INCORPORATED St. Louis MO 63102 Y Y Managing director 09-1994 03-2008 WACHOVIA CAPITAL MARKETS, LLC St. Louis MO 63103 Y Y Director Y 12-2020 Downtown St. Louis Community Improvement District 911 Washington Saint Louis MO 63101 N N supplementing city services, making Downtown a cleaner, safer and more attractive space. CHAIR 4 CHAIRING BOARD MEETINGS AND SERVING ON THE EXECUTIVE COMMITTEE 10-2023 DOWNTOWN DISTRICT FOUNDATION 911 WASHINGTON AVE ST LOUIS MO 63101 N N ENGAGIN IN ACTIVTIIES THAT BENEFIT, SUPPORT AND CARRY OUT THE CHARITABLE AND EDUCATIONAL PURPOSES OF THE DOWNTOWN ST. LOUIS CID VICE PRESIDENT. AS SUCH, I CAN ABSTAIN FROM VOTING ON MATTERS INVOLVING THE INVESTMENT OF FUNDS, IF THAT IS PREFERRED 1 MEMBER OF THE BOARD-MAY MAKE DECISIONS REGARDING WHICH DOWNTOWN SERVICES ARE FUNDED BY THE FOUNDATION N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-20-2023 MATTHEW WILHELM COMPLIANCE MANAGER-REGISTRATION