0000094403-23-000117.txt : 20230926 0000094403-23-000117.hdr.sgml : 20230926 20230926094855 ACCESSION NUMBER: 0000094403-23-000117 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: STASEN,EDWARD,GEORGE, FILED AS OF DATE: 20230922 DATE AS OF CHANGE: 20230926 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231277760 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Angela Shepard 314-342-2268 sheparda@stifel.com poec@stifel.com WilhelmM@stifel.com sheparda@stifel.com N 0000094403-23-000056 N EDWARD GEORGE STASEN 3103740 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-27-2019 N 867-01277 LOCATED SUPERVISED 01-13-2020 MILLENNIUM ONE 20 ASH STREET CONSHOHOCKEN PA 19428 09-2019 STIFEL NICOLAUS & CO INC WEST CONSHOHOCKEN PA 19428 Y Y MANAGING DIRECTOR 11-2015 09-2019 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 Y Y SENIOR VP 12-2010 10-2015 DEFINITIVE CAPITAL MANAGEMENT RADNOR PA 19087 N Y TRADER 04-2009 12-2010 VISION CAPITAL ADVISORS NEW YORK NY 10022 N Y TRADER 06-2003 05-2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. NEW YORK NY 10036 N Y ANALYST Y 01-2015 TUNGSTEN FINANCIAL MANAGEMENT LLC 225 FAWNHILL ROAD BROOMALL PA 19008 N Y Manages/holds real estate and private loan transactions to private parties OWNER 3 Manage real estate and loans 01-1997 AHEPA Chester Delco 79 Suite 500 Swarthmore PA 19081 N N Local Charity Organization Secretary (Local Chapter) 1 Secretarial 01-2011 NA-Rental Property 401 Marplewood Dr. Springfield PA 19064 N Y Rental Property Owner 1 MANAGER RENTAL PROPERTY 01-2008 NA-Rental Property 225 E Chestnut St West Chester PA 19382 N Y RENTAL PROPERTY OWNER 1 MANAGE RENTAL PROPERTY 11-2018 NA-Rental Property 201 Embreeville Rd Downington PA 19335 N Y RENTAL PROPERTY OWNER 1 MAINTAIN RENTAL PROPERTY 03-2022 Springfield Court Rental Property 744 Springfield Ct Downingtown PA 19335 N Y Rental Property Owner 2 Landlord 08-2023 ABC-A Better Chance 816 Galer Dr Newtown SQ PA 19073 N N Education Board Seat Property Management 4 Fix and maintain and oversee physical structure of the house N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-22-2023 Matthew Wilhelm Compliance Manager-Registration