0000094403-23-000117.txt : 20230926
0000094403-23-000117.hdr.sgml : 20230926
20230926094855
ACCESSION NUMBER: 0000094403-23-000117
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: STASEN,EDWARD,GEORGE,
FILED AS OF DATE: 20230922
DATE AS OF CHANGE: 20230926
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231277760
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Angela Shepard
314-342-2268
sheparda@stifel.com
poec@stifel.com
WilhelmM@stifel.com
sheparda@stifel.com
N
0000094403-23-000056
N
EDWARD
GEORGE
STASEN
3103740
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-27-2019
N
867-01277
LOCATED
SUPERVISED
01-13-2020
MILLENNIUM ONE
20 ASH STREET
CONSHOHOCKEN
PA
19428
09-2019
STIFEL NICOLAUS & CO INC
WEST CONSHOHOCKEN
PA
19428
Y
Y
MANAGING DIRECTOR
11-2015
09-2019
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
SENIOR VP
12-2010
10-2015
DEFINITIVE CAPITAL MANAGEMENT
RADNOR
PA
19087
N
Y
TRADER
04-2009
12-2010
VISION CAPITAL ADVISORS
NEW YORK
NY
10022
N
Y
TRADER
06-2003
05-2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
NEW YORK
NY
10036
N
Y
ANALYST
Y
01-2015
TUNGSTEN FINANCIAL MANAGEMENT LLC
225 FAWNHILL ROAD
BROOMALL
PA
19008
N
Y
Manages/holds real estate and private loan transactions to private parties
OWNER
3
Manage real estate and loans
01-1997
AHEPA
Chester Delco 79
Suite 500
Swarthmore
PA
19081
N
N
Local Charity Organization
Secretary (Local Chapter)
1
Secretarial
01-2011
NA-Rental Property
401 Marplewood Dr.
Springfield
PA
19064
N
Y
Rental Property
Owner
1
MANAGER RENTAL PROPERTY
01-2008
NA-Rental Property
225 E Chestnut St
West Chester
PA
19382
N
Y
RENTAL PROPERTY
OWNER
1
MANAGE RENTAL PROPERTY
11-2018
NA-Rental Property
201 Embreeville Rd
Downington
PA
19335
N
Y
RENTAL PROPERTY
OWNER
1
MAINTAIN RENTAL PROPERTY
03-2022
Springfield Court Rental Property
744 Springfield Ct
Downingtown
PA
19335
N
Y
Rental Property
Owner
2
Landlord
08-2023
ABC-A Better Chance
816 Galer Dr
Newtown SQ
PA
19073
N
N
Education
Board Seat Property Management
4
Fix and maintain and oversee physical structure of the house
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-22-2023
Matthew Wilhelm
Compliance Manager-Registration