0000094403-23-000086.txt : 20230616 0000094403-23-000086.hdr.sgml : 20230616 20230616100312 ACCESSION NUMBER: 0000094403-23-000086 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 STEIN,RANDIE,ALISON, FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230616 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 231019610 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com wilhelmm@stifel.com fultzrh@stifel.com N 0000094403-23-000012 N Randie Alison Stein 4866183 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-30-2011 N 09-26-2014 0000094403 LOCATED 09-30-2011 2801 East Camelback Road Phoenix AZ 85016 09-2011 STIFEL, NICOLAUS & COMPANY, INCORPORATED Phoenix WA 85016 Y Y Managing Director 10-2004 09-2011 STONE & YOUNGBERG LLC Phoenix AZ 85016 Y Y Vice President Y 02-2018 Stein Family Foundation 6604 1st Street NW #4 Washington DC 20012 N N charitable Treasurer 1 review of donations 08-2017 Stein Juniper LLC 235 W. Northview Avenue Phoenix AZ 85021 N Y rental property owner 1 monitor property 05-2019 Chaparall Lot 71 LLC 235 W. Northview Avenue Phoenix AZ 85021 N Y LLC formed by Lee and Randie Stein - held by our Trust for specific investment. The Stein Family Trust (trustees Randie Stein and Lee Stein) are the holders of the LLC 0 created to make single investment 05-2021 Stein E402 LLC 235 W. Northview Avenue Phoenix AZ 85021 N Y rental property - residential the LLC is wholly owned by family trust for which my husband and i are trustees 2 own the rental property 08-2021 Public Safety Personnel Retirement System Board of Trustees 3010 E. Camelback Road Suite 200 PHOENIX AZ 85016 N Y state agency charged with overseeing the pension systems for public safety corrections officers and elected officials Board member 10 oversight 10-2022 Boyce Thompson Arboretum 37615 E. Arboretum Way Superior AZ 85173 N N Garden Board Member 4 Oversight and advise 06-2023 Boyce Thompson Arboretum 37615 E. Arboretum Way Superior AZ 85173 N N Garden Treasurer 4 Monitor operations and assist with budget analysis N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-15-2023 Matthew Wilhelm Compliance Manager - Registration