0000094403-23-000086.txt : 20230616
0000094403-23-000086.hdr.sgml : 20230616
20230616100312
ACCESSION NUMBER: 0000094403-23-000086
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
STEIN,RANDIE,ALISON,
FILED AS OF DATE: 20230615
DATE AS OF CHANGE: 20230616
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231019610
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
wilhelmm@stifel.com
fultzrh@stifel.com
N
0000094403-23-000012
N
Randie
Alison
Stein
4866183
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-30-2011
N
09-26-2014
0000094403
LOCATED
09-30-2011
2801 East Camelback Road
Phoenix
AZ
85016
09-2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Phoenix
WA
85016
Y
Y
Managing Director
10-2004
09-2011
STONE & YOUNGBERG LLC
Phoenix
AZ
85016
Y
Y
Vice President
Y
02-2018
Stein Family Foundation
6604 1st Street NW #4
Washington
DC
20012
N
N
charitable
Treasurer
1
review of donations
08-2017
Stein Juniper LLC
235 W. Northview Avenue
Phoenix
AZ
85021
N
Y
rental property
owner
1
monitor property
05-2019
Chaparall Lot 71 LLC
235 W. Northview Avenue
Phoenix
AZ
85021
N
Y
LLC formed by Lee and Randie Stein - held by our Trust for specific investment.
The Stein Family Trust (trustees Randie Stein and Lee Stein) are the holders of the LLC
0
created to make single investment
05-2021
Stein E402 LLC
235 W. Northview Avenue
Phoenix
AZ
85021
N
Y
rental property - residential
the LLC is wholly owned by family trust for which my husband and i are trustees
2
own the rental property
08-2021
Public Safety Personnel Retirement System Board of Trustees
3010 E. Camelback Road Suite 200
PHOENIX
AZ
85016
N
Y
state agency charged with overseeing the pension systems for public safety corrections officers and elected officials
Board member
10
oversight
10-2022
Boyce Thompson Arboretum
37615 E. Arboretum Way
Superior
AZ
85173
N
N
Garden
Board Member
4
Oversight and advise
06-2023
Boyce Thompson Arboretum
37615 E. Arboretum Way
Superior
AZ
85173
N
N
Garden
Treasurer
4
Monitor operations and assist with budget analysis
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-15-2023
Matthew Wilhelm
Compliance Manager - Registration