0000094403-23-000084.txt : 20230615
0000094403-23-000084.hdr.sgml : 20230615
20230615145918
ACCESSION NUMBER: 0000094403-23-000084
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CORTEZ,TOBY,RONALD,
FILED AS OF DATE: 20230615
DATE AS OF CHANGE: 20230615
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 231017060
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
3143427341
wilhelmm@stifel.com
poec@stifel.com
wilhelmm@stifel.com
fultzrh@stifel.com
N
0000094403-21-000080
N
TOBY
RONALD
CORTEZ
3074556
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
03-13-2015
N
867-01277
SUPERVISED
03-13-2015
501 NORTH BROADWAY
ST. LOUIS
MO
63102
LOCATED
03-13-2015
400 CONVENTION STREET
SUITE 310
BATON ROUGE
LA
70802
03-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BATON ROUGE
LA
70802
Y
Y
Director
04-2012
03-2015
STEPHENS
BATON ROUGE
LA
70802
Y
Y
VP / BANKER
05-1998
04-2012
SISUNG SECURITIES CORPORATION
NEW ORLEANS
LA
70170
Y
Y
V.P. PUBLIC FINANCE
Y
01-2005
BECNEL AND CORTEZ LLC
935 BELLVUE PLACE
JACKSON
MS
39202
N
N
HEALTHCARE/HOSPICE
CO/OWNER
0
NON-INVESTMENT RELATED
10-2011
LIFE VANTAGE CORPORATION
9815 S MONROE ST
SUITE 100
SANDY
UT
84070
N
N
HEALTH AND WELL BEING
DISTRIBUTOR
0
DISTRIBUTOR
08-2021
Dirt Coaster Academy
41124 Lee Dr
GONZALES
LA
70737
N
N
Teach Mountain Bike lessons that will be donated to the Bogue Chitto Trail system and private lessons
Owner and instructor with Dirt Coaster Academy
10
On weekends teach private and group mountain bike lessons
09-2018
Southeastern Foundation
Southeastern Louisiana University
SLU 10293
Hammond
LA
70402
N
N
University Foundation Board
Board Member / Chair Officer
1
The Board of Directors is charged with aiding University Development staff in fundraising initiatives as well as managing the Foundation's investments and finances.
05-2023
Dirt Coaster Consulting
41550 Rue Chene
Ponchatoula
LA
70454
N
N
Consulting services to assist with the building of Mountain Bike Trails
Owner
16
Manage a couple people that will assist entities to build mountain bike trails
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-15-2023
Matthew Wilhelm
Compliance Manager - Registration