0000094403-23-000064.txt : 20230420
0000094403-23-000064.hdr.sgml : 20230420
20230420121448
ACCESSION NUMBER: 0000094403-23-000064
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CAVNAR,ANDREW,REID,
FILED AS OF DATE: 20230419
DATE AS OF CHANGE: 20230420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 23832110
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7431
wilhelmm@stifel.com
fultzrh@stifel.com
poec@stifel.com
wilhelmm@stifel.com
N
0000094403-23-000047
N
ANDREW
REID
CAVNAR
4253919
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
01-02-2015
N
01-02-2015
0000094403
LOCATED
SUPERVISED
01-02-2015
LAKEVIEW CENTER, SUITE 400
2660 EASTCHASE LANE
MONTGOMERY
AL
36117
01-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
MONTGOMERY
AL
36117
Y
Y
MANAGING DIRECTOR
08-2000
01-2015
MERCHANT CAPITAL, LLC
MONTGOMERY
AL
36117
Y
N
SENIOR VICE PRESIDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-19-2023
Matthew Wilhelm
Compliance Manager