0000094403-23-000064.txt : 20230420 0000094403-23-000064.hdr.sgml : 20230420 20230420121448 ACCESSION NUMBER: 0000094403-23-000064 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CAVNAR,ANDREW,REID, FILED AS OF DATE: 20230419 DATE AS OF CHANGE: 20230420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 23832110 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7431 wilhelmm@stifel.com fultzrh@stifel.com poec@stifel.com wilhelmm@stifel.com N 0000094403-23-000047 N ANDREW REID CAVNAR 4253919 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-02-2015 N 01-02-2015 0000094403 LOCATED SUPERVISED 01-02-2015 LAKEVIEW CENTER, SUITE 400 2660 EASTCHASE LANE MONTGOMERY AL 36117 01-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED MONTGOMERY AL 36117 Y Y MANAGING DIRECTOR 08-2000 01-2015 MERCHANT CAPITAL, LLC MONTGOMERY AL 36117 Y N SENIOR VICE PRESIDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-19-2023 Matthew Wilhelm Compliance Manager