0000094403-23-000033.txt : 20230209 0000094403-23-000033.hdr.sgml : 20230209 20230209082015 ACCESSION NUMBER: 0000094403-23-000033 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 ANGST,BRADLEY,CHRISTIAN, FILED AS OF DATE: 20230208 DATE AS OF CHANGE: 20230209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 23601222 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Sarah Long 314-342-7310 longs@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com N 0000094403-20-000041 N BRADLEY CHRISTIAN ANGST 5279631 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-06-2019 N 867-01277 LOCATED SUPERVISED 09-06-2019 805 LAS CIMAS PARKWAY AUSTIN TX 78746 BRAD C ANGST 09-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED AUSTIN TX 78701 Y Y DIRECTOR 07-2014 09-2019 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 Y Y FVP - MUNICIPAL INVESTMENT BANKER 02-2013 07-2014 WELLS FARGO BANK DENVER CO 80202 N Y COMMERCIAL BANKER 07-2008 02-2013 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 Y Y INVESTMENT BANKER Y 08-2015 N/A OWNER OF RENTAL PROPERTY 2044 AMUR DRIVE AUSTIN TX 78745 N N PROPERTY OWNER OWNER 4 DUTIES RELATED TO PROPERTY OWNERSHIP N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-08-2023 Sarah Long Compliance Mgr