0000094403-23-000033.txt : 20230209
0000094403-23-000033.hdr.sgml : 20230209
20230209082015
ACCESSION NUMBER: 0000094403-23-000033
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
ANGST,BRADLEY,CHRISTIAN,
FILED AS OF DATE: 20230208
DATE AS OF CHANGE: 20230209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 23601222
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Sarah Long
314-342-7310
longs@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
N
0000094403-20-000041
N
BRADLEY
CHRISTIAN
ANGST
5279631
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-06-2019
N
867-01277
LOCATED
SUPERVISED
09-06-2019
805 LAS CIMAS PARKWAY
AUSTIN
TX
78746
BRAD
C
ANGST
09-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
AUSTIN
TX
78701
Y
Y
DIRECTOR
07-2014
09-2019
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
FVP - MUNICIPAL INVESTMENT BANKER
02-2013
07-2014
WELLS FARGO BANK
DENVER
CO
80202
N
Y
COMMERCIAL BANKER
07-2008
02-2013
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
INVESTMENT BANKER
Y
08-2015
N/A OWNER OF RENTAL PROPERTY
2044 AMUR DRIVE
AUSTIN
TX
78745
N
N
PROPERTY OWNER
OWNER
4
DUTIES RELATED TO PROPERTY OWNERSHIP
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-08-2023
Sarah Long
Compliance Mgr