0000094403-23-000025.txt : 20230126 0000094403-23-000025.hdr.sgml : 20230126 20230126092208 ACCESSION NUMBER: 0000094403-23-000025 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 NOBLE,ANNE,ELIZABETH, FILED AS OF DATE: 20230125 DATE AS OF CHANGE: 20230126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 23555027 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Sarah Long 314-342-7341 longs@stifel.com longs@stifel.com poec@stifel.com fultzrh@stifel.com N 0000094403-21-000148 N Anne Elizabeth Noble 1949886 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 05-16-2008 N 09-26-2014 0000094403 LOCATED 05-16-2008 501 NORTH BROADWAY ST. LOUIS MO 63102 05-2008 STIFEL, NICOLAUS & COMPANY, INCORPORATED St. Louis MO 63102 Y Y Managing Director 11-2007 05-2008 WACHOVIA CAPITAL MARKETS, LLC St. Louis MO 63103 Y Y Public Finance 04-1989 11-2007 A. G. EDWARDS & SONS, INC. St. Louis MO 63103 Y Y Public Finance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2023 Sarah Long Compliance Mgr