0000094403-23-000025.txt : 20230126
0000094403-23-000025.hdr.sgml : 20230126
20230126092208
ACCESSION NUMBER: 0000094403-23-000025
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
NOBLE,ANNE,ELIZABETH,
FILED AS OF DATE: 20230125
DATE AS OF CHANGE: 20230126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 23555027
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Sarah Long
314-342-7341
longs@stifel.com
longs@stifel.com
poec@stifel.com
fultzrh@stifel.com
N
0000094403-21-000148
N
Anne
Elizabeth
Noble
1949886
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
05-16-2008
N
09-26-2014
0000094403
LOCATED
05-16-2008
501 NORTH BROADWAY
ST. LOUIS
MO
63102
05-2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED
St. Louis
MO
63102
Y
Y
Managing Director
11-2007
05-2008
WACHOVIA CAPITAL MARKETS, LLC
St. Louis
MO
63103
Y
Y
Public Finance
04-1989
11-2007
A. G. EDWARDS & SONS, INC.
St. Louis
MO
63103
Y
Y
Public Finance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-25-2023
Sarah Long
Compliance Mgr