0000094403-23-000020.txt : 20230125 0000094403-23-000020.hdr.sgml : 20230125 20230125155237 ACCESSION NUMBER: 0000094403-23-000020 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LEEPER,JOHN,B, FILED AS OF DATE: 20230125 DATE AS OF CHANGE: 20230125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 23552453 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com longs@stifel.com wilhelmm@stifel.com N 0000094403-21-000120 N JOHN B LEEPER 6499309 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 05-26-2015 N 867-01277 LOCATED SUPERVISED 05-26-2015 2801 EAST CAMELBACK ROAD PHOENIX AZ 85016 JACK B LEEPER 05-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) PHOENIX AZ 85016 Y Y VP in Public Finance 06-2013 04-2015 SECURITAS SECURITY SERVICES PHOENIX AZ 85016 N N ADMINISTRATIVE ASSISTANT 01-2012 05-2013 THE UNIVERSITY OF ARIZONA TUCSON AZ 85721 N N STUDENT 05-2011 01-2012 PET CLUB TUCSON AZ 85715 N N CASHIER 08-2008 05-2011 THE UNIVERSITY OF ARIZONA TUCSON AZ 85721 N N STUDENT 08-2004 05-2008 HORIZON HS SCOTTSDALE AZ 85254 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2023 Matthew Wilhelm Compliance Manager