0000094403-23-000020.txt : 20230125
0000094403-23-000020.hdr.sgml : 20230125
20230125155237
ACCESSION NUMBER: 0000094403-23-000020
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LEEPER,JOHN,B,
FILED AS OF DATE: 20230125
DATE AS OF CHANGE: 20230125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 23552453
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
longs@stifel.com
wilhelmm@stifel.com
N
0000094403-21-000120
N
JOHN
B
LEEPER
6499309
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
05-26-2015
N
867-01277
LOCATED
SUPERVISED
05-26-2015
2801 EAST CAMELBACK ROAD
PHOENIX
AZ
85016
JACK
B
LEEPER
05-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
PHOENIX
AZ
85016
Y
Y
VP in Public Finance
06-2013
04-2015
SECURITAS SECURITY SERVICES
PHOENIX
AZ
85016
N
N
ADMINISTRATIVE ASSISTANT
01-2012
05-2013
THE UNIVERSITY OF ARIZONA
TUCSON
AZ
85721
N
N
STUDENT
05-2011
01-2012
PET CLUB
TUCSON
AZ
85715
N
N
CASHIER
08-2008
05-2011
THE UNIVERSITY OF ARIZONA
TUCSON
AZ
85721
N
N
STUDENT
08-2004
05-2008
HORIZON HS
SCOTTSDALE
AZ
85254
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-25-2023
Matthew Wilhelm
Compliance Manager