0000094403-22-000087.txt : 20220718
0000094403-22-000087.hdr.sgml : 20220718
20220718174059
ACCESSION NUMBER: 0000094403-22-000087
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BROWN,SARA,OBERLIES,
FILED AS OF DATE: 20220718
DATE AS OF CHANGE: 20220718
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 221089968
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Jacob Thro
314-342-8589
throj@stifel.com
wilhelmm@stifel.com
poec@stifel.com
longs@stifel.com
throj@stifel.com
N
0000094403-20-000019
N
Sara
Oberlies
Brown
2959350
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-30-2011
N
09-26-2014
0000094403
LOCATED
07-18-2013
2121 AVENUE OF THE STARS, SUITE 2100
(FOX PLAZA)
LOS ANGELES
CA
90067
Sara
NMN
Oberlies
Sara
Elizabeth
Oberlies
Sara Elizabeth
NMN
Oberlies Brown
09-2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
San Francisco
CA
94104
Y
Y
PF Officer
02-2000
09-2011
STONE & YOUNGBERG LLC
Los Angeles
CA
90071
Y
Y
Public Finance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-18-2022
JACOB THRO
COMPLIANCE ANALYST