0000094403-22-000087.txt : 20220718 0000094403-22-000087.hdr.sgml : 20220718 20220718174059 ACCESSION NUMBER: 0000094403-22-000087 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BROWN,SARA,OBERLIES, FILED AS OF DATE: 20220718 DATE AS OF CHANGE: 20220718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 221089968 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Jacob Thro 314-342-8589 throj@stifel.com wilhelmm@stifel.com poec@stifel.com longs@stifel.com throj@stifel.com N 0000094403-20-000019 N Sara Oberlies Brown 2959350 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-30-2011 N 09-26-2014 0000094403 LOCATED 07-18-2013 2121 AVENUE OF THE STARS, SUITE 2100 (FOX PLAZA) LOS ANGELES CA 90067 Sara NMN Oberlies Sara Elizabeth Oberlies Sara Elizabeth NMN Oberlies Brown 09-2011 STIFEL, NICOLAUS & COMPANY, INCORPORATED San Francisco CA 94104 Y Y PF Officer 02-2000 09-2011 STONE & YOUNGBERG LLC Los Angeles CA 90071 Y Y Public Finance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-18-2022 JACOB THRO COMPLIANCE ANALYST