0000094403-22-000043.txt : 20220311
0000094403-22-000043.hdr.sgml : 20220311
20220311170220
ACCESSION NUMBER: 0000094403-22-000043
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KIM,JOHN,WILLIAM,
FILED AS OF DATE: 20220311
DATE AS OF CHANGE: 20220311
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 22733931
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
JAVONNIE JETER
314-342-4028
jeterj@stifel.com
wilhelmm@stifel.com
poec@stifel.com
longs@stifel.com
fultzrh@stifel.com
N
N
John
William
Kim
2908386
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
04-01-2014
N
09-26-2014
0000094403
LOCATED
10-18-2021
2121 AVENUE OF THE STARS (FOX PLAZA)
Suite 2100
Los Angeles
CA
90067
04-2014
Stifel Nicolaus & Company, Inc.
Los Angeles
CA
90067
Y
Y
Managing Director
06-1997
03-2014
E.J. DE LA ROSA & CO., INC
Los Angeles
CA
90071
Y
Y
Principal
Y
05-2017
John Kim. I personally own (by myself) a rental property. There is no LLC or any other entity involved.
3743 Latrobe Street
Los Angeles
CA
90031
N
Y
Rental property
Owner of rental property
2
Owner
03-2022
Rental Property
321 N. Gertruda Avenue
Redondo Beach
CA
90277
N
Y
Purchase duplex to hold as investment property
Own personal investment property
1
Personal investment property
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-11-2022
Javonnie Jeter
Compliance Analyst