0000094403-22-000043.txt : 20220311 0000094403-22-000043.hdr.sgml : 20220311 20220311170220 ACCESSION NUMBER: 0000094403-22-000043 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 KIM,JOHN,WILLIAM, FILED AS OF DATE: 20220311 DATE AS OF CHANGE: 20220311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 22733931 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX JAVONNIE JETER 314-342-4028 jeterj@stifel.com wilhelmm@stifel.com poec@stifel.com longs@stifel.com fultzrh@stifel.com N N John William Kim 2908386 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 04-01-2014 N 09-26-2014 0000094403 LOCATED 10-18-2021 2121 AVENUE OF THE STARS (FOX PLAZA) Suite 2100 Los Angeles CA 90067 04-2014 Stifel Nicolaus & Company, Inc. Los Angeles CA 90067 Y Y Managing Director 06-1997 03-2014 E.J. DE LA ROSA & CO., INC Los Angeles CA 90071 Y Y Principal Y 05-2017 John Kim. I personally own (by myself) a rental property. There is no LLC or any other entity involved. 3743 Latrobe Street Los Angeles CA 90031 N Y Rental property Owner of rental property 2 Owner 03-2022 Rental Property 321 N. Gertruda Avenue Redondo Beach CA 90277 N Y Purchase duplex to hold as investment property Own personal investment property 1 Personal investment property N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-11-2022 Javonnie Jeter Compliance Analyst