0000094403-22-000026.txt : 20220208 0000094403-22-000026.hdr.sgml : 20220208 20220208164546 ACCESSION NUMBER: 0000094403-22-000026 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LAORR,ERIC,ANDRE, FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 22602256 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX JAVONNIE JETER 314-342-4028 jeterj@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com fultzrh@stifel.com N N ERIC ANDRE LAORR 6524581 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-06-2019 N 867-01277 LOCATED SUPERVISED 09-06-2019 1401 LAWRENCE STREET DENVER CO 80202 09-2019 STIFEL NICOLAUS & CO INC DENVER CO 80202 Y Y AVP 06-2015 09-2019 GEORGE K. BAUM & COMPANY DENVER CO 80202 Y Y PUBLIC FINANCE - ANALYST & CAPITAL MARKETS - AVP 08-2014 05-2015 MIDDLEBURY COLLEGE MIDDLEBURY VT 05753 N N STUDENT 05-2014 08-2014 JNBA FINANCIAL ADVISORS BLOOMINGTON MN 55437 N Y INTERN 08-2013 05-2014 STUDENT MIDDLEBURY VT 05753 N N STUDENT 06-2012 08-2013 MN PGA JUNIOR GOLF ASSOCIATION COON RAPIDS MN 55433 N N ON-SITE ADMINISTRATOR 09-2011 06-2012 STUDENT MIDDLEBURY VT 05753 N N STUDENT 08-2005 08-2011 MIDDLE/HIGH SCHOOL EDEN PRAIRIE MN 55347 N N STUDENT Y 02-2022 Landlord 3140 SHERIDAN BLVD Denver CO 80214 N Y Renting out basement to tenant through property manager Landlord 30 Landlord w/ property manager N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-08-2022 Javonnie Jeter Compliance Analyst