0000094403-22-000026.txt : 20220208
0000094403-22-000026.hdr.sgml : 20220208
20220208164546
ACCESSION NUMBER: 0000094403-22-000026
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LAORR,ERIC,ANDRE,
FILED AS OF DATE: 20220208
DATE AS OF CHANGE: 20220208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 22602256
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
JAVONNIE JETER
314-342-4028
jeterj@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
fultzrh@stifel.com
N
N
ERIC
ANDRE
LAORR
6524581
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-06-2019
N
867-01277
LOCATED
SUPERVISED
09-06-2019
1401 LAWRENCE STREET
DENVER
CO
80202
09-2019
STIFEL NICOLAUS & CO INC
DENVER
CO
80202
Y
Y
AVP
06-2015
09-2019
GEORGE K. BAUM & COMPANY
DENVER
CO
80202
Y
Y
PUBLIC FINANCE - ANALYST & CAPITAL MARKETS - AVP
08-2014
05-2015
MIDDLEBURY COLLEGE
MIDDLEBURY
VT
05753
N
N
STUDENT
05-2014
08-2014
JNBA FINANCIAL ADVISORS
BLOOMINGTON
MN
55437
N
Y
INTERN
08-2013
05-2014
STUDENT
MIDDLEBURY
VT
05753
N
N
STUDENT
06-2012
08-2013
MN PGA JUNIOR GOLF ASSOCIATION
COON RAPIDS
MN
55433
N
N
ON-SITE ADMINISTRATOR
09-2011
06-2012
STUDENT
MIDDLEBURY
VT
05753
N
N
STUDENT
08-2005
08-2011
MIDDLE/HIGH SCHOOL
EDEN PRAIRIE
MN
55347
N
N
STUDENT
Y
02-2022
Landlord
3140 SHERIDAN BLVD
Denver
CO
80214
N
Y
Renting out basement to tenant through property manager
Landlord
30
Landlord w/ property manager
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-08-2022
Javonnie Jeter
Compliance Analyst