0000094403-21-000103.txt : 20211104 0000094403-21-000103.hdr.sgml : 20211104 20211104152418 ACCESSION NUMBER: 0000094403-21-000103 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BRANDT,GARY,GERARD, FILED AS OF DATE: 20211104 DATE AS OF CHANGE: 20211104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 211379617 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com longs@stifel.com jeterj@stifel.com N N GARY GERARD BRANDT 1196145 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 08-17-2015 N 867-01277 LOCATED 12-17-2018 One South Street Baltimore MD 21202 08-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) ANNAPOLIS MD 21401 Y Y MANAGING DIRECTOR 06-2012 06-2015 WELLS FARGO SECURITIES, LLC (126292) NEW YORK NY 10017 N Y MANAGING DIRECTOR - GIB 09-2008 03-2012 BARCLAYS CAPITAL INC. (19714) NEW YORK NY 10019 N Y MANAGING DIRECTOR 04-2006 09-2008 LEHMAN BROTHERS INC. (7506) NEW YORK NY 10019 N Y MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-04-2021 Javonnie Jeter Compliance Analyst