0000094403-21-000004.txt : 20210106
0000094403-21-000004.hdr.sgml : 20210106
20210106152118
ACCESSION NUMBER: 0000094403-21-000004
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
KARAR,JOSHUA,RASHID,
FILED AS OF DATE: 20210106
DATE AS OF CHANGE: 20210106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 21510252
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
JAMI NOLAN
314-342-7310
nolanj@stifel.com
nolanj@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
N
N
JOSHUA
RASHID
KARAR
6088816
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-22-2020
N
867-01277
LOCATED
SUPERVISED
09-22-2020
8115 PRESTON ROAD
DALLAS
TX
75225
09-2020
STIFEL, NICOLAUS & COMPANY
DALLAS
TX
75225
Y
Y
PUBLIC FINANCE ASSOCIATE
05-2016
09-2020
DALLAS FORT WORTH INTERNATIONAL AIRPORT BOARD
DFW AIRPORT
TX
75261
N
N
TREASURY ANALYST
09-2013
05-2016
GENERAL MOTORS FINANCIAL COMPANY
FORT WORTH
TX
76102
N
N
FINANCIAL ANALYST
06-2012
09-2013
FIDELITY BROKERAGE SERVICES
WESTLAKE
TX
76262
N
Y
RETAIL FINANCIAL REPRESENTATIVE
06-2011
05-2012
WALGREENS CO
KELLER
TX
76248
N
N
PHOTO TECHNICIAN
01-2011
06-2011
BANK OF AMERICA
FORT WORTH
TX
76115
N
Y
FNMA MORTGAGE COLLECTOR I
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-06-2021
JAMI NOLAN
COMPLIANCE ANALYST