0000094403-21-000004.txt : 20210106 0000094403-21-000004.hdr.sgml : 20210106 20210106152118 ACCESSION NUMBER: 0000094403-21-000004 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 KARAR,JOSHUA,RASHID, FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 21510252 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX JAMI NOLAN 314-342-7310 nolanj@stifel.com nolanj@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com N N JOSHUA RASHID KARAR 6088816 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-22-2020 N 867-01277 LOCATED SUPERVISED 09-22-2020 8115 PRESTON ROAD DALLAS TX 75225 09-2020 STIFEL, NICOLAUS & COMPANY DALLAS TX 75225 Y Y PUBLIC FINANCE ASSOCIATE 05-2016 09-2020 DALLAS FORT WORTH INTERNATIONAL AIRPORT BOARD DFW AIRPORT TX 75261 N N TREASURY ANALYST 09-2013 05-2016 GENERAL MOTORS FINANCIAL COMPANY FORT WORTH TX 76102 N N FINANCIAL ANALYST 06-2012 09-2013 FIDELITY BROKERAGE SERVICES WESTLAKE TX 76262 N Y RETAIL FINANCIAL REPRESENTATIVE 06-2011 05-2012 WALGREENS CO KELLER TX 76248 N N PHOTO TECHNICIAN 01-2011 06-2011 BANK OF AMERICA FORT WORTH TX 76115 N Y FNMA MORTGAGE COLLECTOR I N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-06-2021 JAMI NOLAN COMPLIANCE ANALYST