0000094403-20-000084.txt : 20201014 0000094403-20-000084.hdr.sgml : 20201014 20201014171405 ACCESSION NUMBER: 0000094403-20-000084 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 RIFFLE,COURTLAND,SCOTT, FILED AS OF DATE: 20201013 DATE AS OF CHANGE: 20201014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 201239607 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Jami Nolan 314-342-7310 nolanj@stifel.com nolanj@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com N N COURTLAND SCOTT RIFFLE 2229393 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-04-2019 N 867-01277 LOCATED SUPERVISED 09-04-2019 1401 LAWRENCE STREET DENVER CO 80202 09-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED DENVER CO 80202 Y Y SVP-MUNICIPAL INVESTMENT BANKER 03-1997 09-2019 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 Y Y SVP-MUNICIPAL INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-13-2020 Jami Nolan Compliance Analyst