0000094403-19-000154.txt : 20191226
0000094403-19-000154.hdr.sgml : 20191226
20191226084315
ACCESSION NUMBER: 0000094403-19-000154
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
PASKULIN,MARC,PETER,
FILED AS OF DATE: 20191220
DATE AS OF CHANGE: 20191226
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 191308416
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-7341
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
longs@stifel.com
MCochrane@stifel.com
nolanj@stifel.com
fultzrh@stifel.com
N
N
MARC
PETER
PASKULIN
2335211
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-27-2019
N
867-01277
LOCATED
SUPERVISED
09-27-2019
13640 BOWMAN ROAD
AUBURN
CA
95603
09-2019
STIFEL NICOLAUS & CO INC
SACRAMENTO
CA
95814
Y
Y
MANAGING DIRECTOR
09-2004
09-2019
GEORGE K. BAUM & COMPANY
SACRAMENTO
CA
95814
Y
Y
MUNICIPAL INVESTMENT BANKER-EVP
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-20-2019
Matthew Wilhelm
Compliance Manager - Registration