0000094403-19-000154.txt : 20191226 0000094403-19-000154.hdr.sgml : 20191226 20191226084315 ACCESSION NUMBER: 0000094403-19-000154 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 PASKULIN,MARC,PETER, FILED AS OF DATE: 20191220 DATE AS OF CHANGE: 20191226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 191308416 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com longs@stifel.com MCochrane@stifel.com nolanj@stifel.com fultzrh@stifel.com N N MARC PETER PASKULIN 2335211 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-27-2019 N 867-01277 LOCATED SUPERVISED 09-27-2019 13640 BOWMAN ROAD AUBURN CA 95603 09-2019 STIFEL NICOLAUS & CO INC SACRAMENTO CA 95814 Y Y MANAGING DIRECTOR 09-2004 09-2019 GEORGE K. BAUM & COMPANY SACRAMENTO CA 95814 Y Y MUNICIPAL INVESTMENT BANKER-EVP N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-20-2019 Matthew Wilhelm Compliance Manager - Registration