0000094403-19-000096.txt : 20191001 0000094403-19-000096.hdr.sgml : 20191001 20191001181026 ACCESSION NUMBER: 0000094403-19-000096 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MACHAK,GARY,PAUL, FILED AS OF DATE: 20190930 DATE AS OF CHANGE: 20191001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 191130265 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Rhiannon Landing-Fultz 314-342-0321 fultzrh@stifel.com fultzrh@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com MCochrane@stifel.com nolanj@stifel.com N N GARY PAUL MACHAK 720877 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-04-2019 N 867-01277 LOCATED SUPERVISED 09-04-2019 8115 PRESTON RD STE 650 DALLAS TX 75225 09-2019 STIFEL NICOLAUS & CO. INC DALLAS TX 75225 Y Y MANAGING DIRECTOR 06-2012 09-2019 GEORGE K. BAUM & COMPANY DALLAS TX 75225 Y Y MUNICIPAL INVESTMENT BANKER - EVP 11-2009 06-2012 RAYMOND JAMES & ASSOCIATES, INC DALLAS TX 75225 Y Y MANAGING DIRECTOR 03-2008 11-2009 RBC CAPITAL MARKETS CORPORATION DALLAS TX 75204 Y Y INVESTMENT BANKER MANAGER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-30-2019 PAUL AYD CHIEF COMPLIANCE OFFICER