0000094403-18-000065.txt : 20180706 0000094403-18-000065.hdr.sgml : 20180706 20180706120044 ACCESSION NUMBER: 0000094403-18-000065 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180705 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 18942073 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com longs@stifel.com N N LORI NMN AMOROSO 002571539 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 12-04-2015 N 867-01277 LOCATED 12-04-2015 1095 AVENUE OF THE AMERICAS NEW YORK NY 10036 LORI NMN LUCARELLI 12-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793 NEW YORK NY 10036 Y Y ASSISTANT BRANCH MANAGER 09-2008 12-2015 BARCLAYS CAPITAL INC. (19714) NEW YORK NY 10022 N Y BUSINESS CONTROL OFFICER 01-2007 09-2008 LEHMAN BROTHERS INC. (7506) NEW YORK NY 10019 N Y BUSINESS CONTROL OFFICER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-05-2018 Matthew Wilhelm Compliance Manager - Registration