0000094403-17-000115.txt : 20170803
0000094403-17-000115.hdr.sgml : 20170803
20170803131555
ACCESSION NUMBER: 0000094403-17-000115
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 171004140
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-7341
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
franeys@stifel.com
N
N
DEBRA
S
DAVIS
002685320
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
04-27-2015
N
867-01277
LOCATED
SUPERVISED
04-27-2015
501 NORTH BROADWAY
ST. LOUIS
MO
63102
DEBRA
SUE
METZ
04-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
ST. LOUIS
MO
63102
Y
Y
ASSOCIATE
02-2009
01-2015
FIFTH THIRD SECURITIES, INC. (628)
EAST LANSING
MI
48823
N
Y
REGISTERED REP
10-2002
02-2009
FIFTH THIRD
EAST LANSING
MI
48823
N
Y
EXECUTIVE ASSISTANT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-02-2017
Matthew Wilhelm
Compliance Manager - Registration