0000094403-17-000115.txt : 20170803 0000094403-17-000115.hdr.sgml : 20170803 20170803131555 ACCESSION NUMBER: 0000094403-17-000115 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 171004140 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com franeys@stifel.com N N DEBRA S DAVIS 002685320 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 04-27-2015 N 867-01277 LOCATED SUPERVISED 04-27-2015 501 NORTH BROADWAY ST. LOUIS MO 63102 DEBRA SUE METZ 04-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) ST. LOUIS MO 63102 Y Y ASSOCIATE 02-2009 01-2015 FIFTH THIRD SECURITIES, INC. (628) EAST LANSING MI 48823 N Y REGISTERED REP 10-2002 02-2009 FIFTH THIRD EAST LANSING MI 48823 N Y EXECUTIVE ASSISTANT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-02-2017 Matthew Wilhelm Compliance Manager - Registration