0000094403-16-000136.txt : 20160615
0000094403-16-000136.hdr.sgml : 20160615
20160615112359
ACCESSION NUMBER: 0000094403-16-000136
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160615
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 161714676
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-7341
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Cathy Poe
314-342-2243
poec@stifel.com
franeys@stifel.com
smithrya@stifel.com
N
N
John
P
Klaus
004546971
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
03-07-2005
N
09-26-2014
0000094403
LOCATED
03-07-2005
501 NORTH BROADWAY
ST. LOUIS
MO
63102
03-2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
St. Louis
MO
63102
Y
Y
Director
07-2003
03-2005
CENTURY SECURITIES ASSOCIATES, INC
St. Louis
MO
63102
Y
Y
OPS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-15-2016
Sarah Franey
Mgr. Inst'l Reg.