0000094403-16-000136.txt : 20160615 0000094403-16-000136.hdr.sgml : 20160615 20160615112359 ACCESSION NUMBER: 0000094403-16-000136 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 161714676 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Cathy Poe 314-342-2243 poec@stifel.com franeys@stifel.com smithrya@stifel.com N N John P Klaus 004546971 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 03-07-2005 N 09-26-2014 0000094403 LOCATED 03-07-2005 501 NORTH BROADWAY ST. LOUIS MO 63102 03-2005 STIFEL, NICOLAUS & COMPANY, INCORPORATED St. Louis MO 63102 Y Y Director 07-2003 03-2005 CENTURY SECURITIES ASSOCIATES, INC St. Louis MO 63102 Y Y OPS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-15-2016 Sarah Franey Mgr. Inst'l Reg.