0000094403-14-000067.txt : 20141218 0000094403-14-000067.hdr.sgml : 20141218 20141218151439 ACCESSION NUMBER: 0000094403-14-000067 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 141295522 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Cathy Poe 314-342-2243 poec@stifel.com fisterm@stifel.com N Thomas Marc Crabtree 004605362 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 06-02-2008 N 09-26-2014 0000094403 LOCATED 06-02-2008 501 NORTH BROADWAY ST. LOUIS MO 63102 06-2008 STIFEL, NICOLAUS & COMPANY, INCORPORATED St. Louis MO 63102 Y Y Director 11-2007 05-2008 WACHOVIA CAPITAL MARKETS, LLC St. Louis MO 63102 Y Y Public Finance 11-2002 11-2007 A. G. EDWARDS & SONS, INC. St. Louis MO 63103 Y Y Reg Muni Sales Liaison Trainee N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-01-2014 John Olsen Compliance Director