0001104659-21-153127.txt : 20211223 0001104659-21-153127.hdr.sgml : 20211223 20211223161553 ACCESSION NUMBER: 0001104659-21-153127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211223 FILED AS OF DATE: 20211223 DATE AS OF CHANGE: 20211223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serota Jeffrey CENTRAL INDEX KEY: 0001394808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12719 FILM NUMBER: 211517354 MAIL ADDRESS: STREET 1: 123 ROBERT S. KERR AVENUE CITY: OKLAHOMA CITY STATE: OK ZIP: 73120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH PETROLEUM CORP CENTRAL INDEX KEY: 0000943861 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760466193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 LOUISIANA STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7137809494 MAIL ADDRESS: STREET 1: 801 LOUISIANA STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 tm2135417-7_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-23 1 0000943861 GOODRICH PETROLEUM CORP GDP 0001394808 Serota Jeffrey C/O GOODRICH PETROLEUM CORPORATION 801 LOUISIANA, SUITE 700 HOUSTON TX 77002 1 0 0 0 Common Stock 26433 D Common Stock 2021-12-23 4 M 0 10804 A 37237 D Common Stock 2021-12-23 4 U 0 37237 23.00 D 0 D Phantom Stock 2021-12-23 4 M 0 10804 D 2021-12-23 2021-12-23 Common Stock 10804 0 D On December 14, 2021, the reporting person filed a Form 4 which inadvertently reported that, following the vesting and settlement of phantom stock, the reporting person directly owned 142,160 shares of the Issuer's common stock. In fact, as reported above, the reporting person directly owned 26,433 shares of the Issuer's common stock. Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. Pursuant to the Merger Agreement, immediately prior to the Acceptance Time, each award of phantom stock subject to time-based vesting that was outstanding immediately prior to the Acceptance Time vested in full and was canceled and converted into the right to receive, at the Effective Time, an amount in cash equal to (a) the number of shares of the Issuer's common stock subject to such phantom stock multiplied by (b) $23.00 (the "Merger Consideration"). Pursuant to the terms of the Merger Agreement, all of the reporting person's shares of the Issuer's common stock were tendered and disposed of at the Acceptance Time in exchange for the right to receive the Merger Consideration. Capitalized terms used herein without definition have the meanings ascribed to them in the Agreement and Plan of Merger, dated as of November 21, 2021, among the Issuer, Paloma Partners VI Holdings, LLC and Paloma VI Merger Sub, Inc. (the "Merger Agreement"). /s/ Michael J. Killelea, attorney-in-fact 2021-12-23