0001104659-21-153127.txt : 20211223
0001104659-21-153127.hdr.sgml : 20211223
20211223161553
ACCESSION NUMBER: 0001104659-21-153127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211223
FILED AS OF DATE: 20211223
DATE AS OF CHANGE: 20211223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Serota Jeffrey
CENTRAL INDEX KEY: 0001394808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12719
FILM NUMBER: 211517354
MAIL ADDRESS:
STREET 1: 123 ROBERT S. KERR AVENUE
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODRICH PETROLEUM CORP
CENTRAL INDEX KEY: 0000943861
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 760466193
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 801 LOUISIANA
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7137809494
MAIL ADDRESS:
STREET 1: 801 LOUISIANA
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
tm2135417-7_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-23
1
0000943861
GOODRICH PETROLEUM CORP
GDP
0001394808
Serota Jeffrey
C/O GOODRICH PETROLEUM CORPORATION
801 LOUISIANA, SUITE 700
HOUSTON
TX
77002
1
0
0
0
Common Stock
26433
D
Common Stock
2021-12-23
4
M
0
10804
A
37237
D
Common Stock
2021-12-23
4
U
0
37237
23.00
D
0
D
Phantom Stock
2021-12-23
4
M
0
10804
D
2021-12-23
2021-12-23
Common Stock
10804
0
D
On December 14, 2021, the reporting person filed a Form 4 which inadvertently reported that, following the vesting and settlement of phantom stock, the reporting person directly owned 142,160 shares of the Issuer's common stock. In fact, as reported above, the reporting person directly owned 26,433 shares of the Issuer's common stock.
Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. Pursuant to the Merger Agreement, immediately prior to the Acceptance Time, each award of phantom stock subject to time-based vesting that was outstanding immediately prior to the Acceptance Time vested in full and was canceled and converted into the right to receive, at the Effective Time, an amount in cash equal to (a) the number of shares of the Issuer's common stock subject to such phantom stock multiplied by (b) $23.00 (the "Merger Consideration").
Pursuant to the terms of the Merger Agreement, all of the reporting person's shares of the Issuer's common stock were tendered and disposed of at the Acceptance Time in exchange for the right to receive the Merger Consideration.
Capitalized terms used herein without definition have the meanings ascribed to them in the Agreement and Plan of Merger, dated as of November 21, 2021, among the Issuer, Paloma Partners VI Holdings, LLC and Paloma VI Merger Sub, Inc. (the "Merger Agreement").
/s/ Michael J. Killelea, attorney-in-fact
2021-12-23