4 1 0001.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------ FORM 4 Washington, D.C. 20549 OMB Approval ------------------------- STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ------------------------------ [ ] Check this box if no OMB Number: 3235-0287 longer subject to Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Expires: December 31, 2001 Section 16. Form 4 Section 17(a) of the Public Utility Holding Company Act of 1935 or Estimated average burden or Form 5 obligations Section 30(f) of the Investment Company Act of 1940 hours per response.......0.5 may continue. See ------------------------------ Instruction 1(b).
(Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker 4. Statement for 6. Relationship of Reporting Person(s) or Trading Symbol Month/Year to Issuer (Check all applicable) Malloy Patrick E. GOODRICH PETROLEUM CORP.(GDP) 5/00 [X] Director [X] 10% Owner ------------------------------------ [ ] Officer (give [ ] Other (Last) (First) (Middle) title below) (specify below) Bay Street at the Waterfront, P.O. Box 1979 --------------------------------------- ------------------------------------ ----------------------------------------------------------------------------------------- (Street) 3. I.R.S. Identification 5. If Amendment, 7. Individual or Joint/Group Filing Number of Reporting Date of (Check Applicable Line) Person, if an entity Original [X] Form Filed by One Reporting Person Sag Harbor NY 11963 (Voluntary) (Month/Year) [ ] Form Filed by More than One ------------------------------------ Reporting Person (City) (State) (Zip) ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transaction 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action Code (Instr. or Disposed of (D) Securities Form: Indirect Date 8) (Instr. 3, 4 and 5) Beneficially Direct (D) Beneficial (Month/ Owned at End or Indirect Ownership Day/ of Month (I) (Instr. 4) Year) (Instr. 3 (Instr. 4) and 4) ------------------------------------------------------------------------------------------------------------------------------------ Code V Amount (A) or (D) Price ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/09/99 P 3,200 A $3.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/10/99 P 1,600 A $2.87 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/11/99 P 3,200 A $2.87 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/12/99 P 2,300 A $2.71 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/15/99 P 3,200 A $2.87 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/16/99 P 63,200 A $3.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/17/99 P 3,200 A $2.92 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Page 1 of 6 SEC 1474 (7097) ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/18/99 P 500 A $2.81 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/19/99 P 3,200 A $2.87 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/22/99 P 20,000 A $3.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/22/99 P 2,700 A $2.93 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/23/99 P 4,700 A $3.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/26/99 P 4,700 A $3.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/29/99 P 4,300 A $3.06 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 11/30/99 P 4,000 A $3.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/01/99 P 4,300 A $2.99 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/02/99 P 4,300 A $3.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/06/99 P 27,300 A $3.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/07/99 P 23,500 A $2.98 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/08/99 P 500 A $2.87 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/10/99 P 3,800 A $2.87 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/13/99 P 1,100 A $2.85 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/15/99 P 4,300 A $2.62 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/16/99 P 20,000 A $2.75 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/16/99 P 4,300 A $2.62 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/17/99 P 4,300 A $2.75 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/21/99 P 400 A $2.68 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/22/99 P 4,600 A $2.75 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/23/99 P 4,600 A $2.75 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/28/99 P 3,500 A $2.50 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 12/29/99 P 3,500 A $2.43 D Stock ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 2/17/00 C 167,267 A $2.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 2/18/00 P 157,839 A $3.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Page 2 of 6 SEC 1474 (7097) ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/01/00 P 3,000 A $4.87 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/02/00 P 10,000 A $4.56 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/07/00 P 7,100 A $4.62 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/08/00 P 600 A $4.62 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/10/00 P 2,100 A $4.43 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/15/00 P 200 A $5.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/20/00 P 900 A $4.87 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/21/00 P 1,500 A $4.75 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/22/00 P 1,700 A $4.75 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/24/00 P 300 A $4.50 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Page 3 of 6 SEC 1474 (7097) ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/27/00 P 100 A $4.68 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/28/00 P 2,900 A $4.87 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 3/29/00 P 2,900 A $5.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 4/04/00 P 400 A $4.87 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 4/11/00 P 800 A $5.12 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 4/12/00 P 2,300 A $5.06 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 4/13/00 P 2,900 A $4.96 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 4/13/00 P 11,000 A $5.00 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 4/14/00 P 1,200 A $4.87 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 4/17/00 P 2,400 A $4.75 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 4/18/00 P 1,300 A $4.68 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 4/20/00 P 500 A $4.75 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 4/24/00 P 2,400 A $4.62 D Stock ------------------------------------------------------------------------------------------------------------------------------------ Goodrich Petroleum Common 4/26/00 P 2,400 A $4.50 1,088,306 D Stock ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Page 4 of 6 SEC 1474 (7097)
FORM 4 (continued)
TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title 8. Price 9. Number 10. Owner- 11. Nature of of sion or action action Derivative Exer- and of of ship Indirect Deri- Exercise Date Code Securities cisable Amount Deri- Deri- Form Beneficial vative Price of (Instr. Acquired (A) and Expi- of vative vative of Deri- Ownership Secu- Deri- (Month/ 8) or Disposed ration Under- Secu- Secu- vative (Instr. 4) rity vative Day/ of (D) Date lying rity rities Security: (Instr. Security Year) (Instr. 3, (Month/ Securi- (Instr. Benefi- Direct 3) 4, and 5) Day/ ties 5) cially (D) or Year) (Instr. Owned Indirect 3 and 4) at End (I) of (Instr. Month 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Code V (A) (D) Date Expir- Title Amount Exerci- ation or sable Date Number of Shares ------------------------------------------------------------------------------------------------------------------------------------ Preferred $2.00 2/17/00 C D Common 167,267 0 D Units Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 3/20/00 P A immediately none Common 500 $5.75 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 3/27/00 P A immediately none Common 5,000 $5.75 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 3/30/00 P A immediately none Common 300 $5.75 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/03/00 P A immediately none Common 4,100 $6.00 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/04/00 P A immediately none Common 100 $6.00 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/05/00 P A immediately none Common 1,600 $6.12 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/06/00 P A immeidately none Common 6,500 $6.25 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/13/00 P A immeidately none Common 5,000 $6.25 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Page 5 of 6 SEC 1474 (7097) ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/14/00 P A immediately none Common 9,800 $6.25 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/17/00 P A immediately none Common 1,200 $6.12 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/18/00 P A immediately none Common 800 $6.25 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/20/00 P A immediately none Common 1,000 $6.25 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/24/00 P A immediately none Common 8,000 $6.25 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/26/00 P A immediately none Common 3,300 $6.25 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/27/00 P A immediately none Common 6,900 $6.25 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/27/00 P A immediately none Common 5,300 $6.26 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/27/00 P A immediately none Common 2,900 $6.28 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 4/28/00 P A immediately none Common 500 $6.31 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Series A $0.4125 5/02/00 P A immediately none Common 1,200 $6.37 65,000 D Convertible Stock Preferred Stock ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: See Attachment A. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. and 15 U.S.C. 78ff(a). By: /S/ Patrick E. Malloy June 27, 2000 -------------------------------------- --------------------------- Patrick E. Malloy Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless form displays a currently valid OMB number. Page 6 of 6 SEC 1474 (7097)