0000943452-22-000010.txt : 20221110 0000943452-22-000010.hdr.sgml : 20221110 20221110163905 ACCESSION NUMBER: 0000943452-22-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221108 FILED AS OF DATE: 20221110 DATE AS OF CHANGE: 20221110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mastalerz John A Jr CENTRAL INDEX KEY: 0001599216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-90866 FILM NUMBER: 221377963 MAIL ADDRESS: STREET 1: 1001 AIR BRAKE AVENUE CITY: WILMERDING STATE: PA ZIP: 15148 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000943452 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 251615902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212 BUSINESS PHONE: 4128251000 MAIL ADDRESS: STREET 1: 30 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212 FORMER COMPANY: FORMER CONFORMED NAME: WABTEC CORP DATE OF NAME CHANGE: 20000114 FORMER COMPANY: FORMER CONFORMED NAME: WESTINGHOUSE AIR BRAKE CO /DE/ DATE OF NAME CHANGE: 19950404 4 1 wf-form4_166811632546558.xml FORM 4 X0306 4 2022-11-08 0 0000943452 WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB 0001599216 Mastalerz John A Jr 30 ISABELLA ST. PITTSBURGH PA 15212 0 1 0 0 VP Fin., Corp. Controller, CAO Common Stock - Direct 2022-11-08 4 M 0 350 71.79 A 12877 D Common Stock - Direct 2022-11-08 4 M 0 856 78.33 A 13733 D Common Stock - Direct 2022-11-08 4 M 0 467 70.635 A 14200 D Common Stock - Direct 2022-11-08 4 M 0 167 66.77 A 14367 D Common Stock - Direct 2022-11-08 4 S 0 1840 98.713 D 12527 D Non-Qualified Stock Option 71.79 2022-11-08 4 M 0 350 0 D 2022-03-01 2028-02-06 Common Stock 350.0 0 D Non-Qualified Stock Options 78.33 2022-11-08 4 M 0 856 0 D 2023-03-01 2030-02-07 Common Stock 856.0 428 D Non-Qualified Stock Options 70.635 2022-11-08 4 M 0 467 0 D 2022-03-01 2029-03-06 Common Stock 467.0 0 D Non-Qualified Stock Option 66.77 2022-11-08 4 M 0 167 0 D 2022-03-01 2029-05-17 Common Stock 167.0 333 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $98.7001 to $98.72 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Options vest 25% per year beginning March 1, 2019. Options vest 33.3% per year beginning March 1, 2021. Options vest 33.3% per year beginning March 1, 2020. David L. DeNinno, POA for John Mastalerz 2022-11-10