0000899243-19-021564.txt : 20190812 0000899243-19-021564.hdr.sgml : 20190812 20190812142050 ACCESSION NUMBER: 0000899243-19-021564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190808 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERTITTA LORENZO J CENTRAL INDEX KEY: 0000942850 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37754 FILM NUMBER: 191015672 MAIL ADDRESS: STREET 1: 2960 W SAHARA AVENUE CITY: LAS VEGAS STATE: NV ZIP: 89102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Rock Resorts, Inc. CENTRAL INDEX KEY: 0001653653 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 475081182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7024953000 MAIL ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 FORMER COMPANY: FORMER CONFORMED NAME: Station Casinos Corp. DATE OF NAME CHANGE: 20150921 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-08 0 0001653653 Red Rock Resorts, Inc. RRR 0000942850 FERTITTA LORENZO J C/O RED ROCK RESORTS, INC. 1505 SOUTH PAVILION CENTER DRIVE LAS VEGAS NV 89135 1 0 1 0 Class A Common Stock 2019-08-08 4 P 0 144238 18.148 A 45572241 I See footnotes Class A Common Stock 2019-08-08 4 P 0 36060 18.148 A 45608301 I See footnotes Class A Common Stock 2019-08-08 4 P 0 135762 18.696 A 45744063 I See footnotes Class A Common Stock 2019-08-08 4 P 0 33940 18.696 A 45778003 I See footnotes Class A Common Stock 2019-08-09 4 P 0 328000 18.969 A 46106003 I See footnotes Class A Common Stock 2019-08-09 4 P 0 82000 18.969 A 46188003 I See footnotes Represents shares of Class A Common Stock acquired by The Lorenzo J. Fertitta and Teresa Jo Fertitta Family Trust (the "L&T Fertitta Family Trust"), a revocable trust established for the benefit of Lorenzo J. Fertitta and Teresa Jo Fertitta and for which Lorenzo J. Fertitta is co-trustee and has shared investment and voting power. Represents shares of Class A Common Stock acquired by stet Frank J. Fertitta, III 2006 Irrevocable Trust (the "FJF Irrevocable Trust"), an irrevocable trust established for the benefit of Frank J. Fertitta III's three children and for which Lorenzo J. Fertitta is trustee and has sole investment and voting power. Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.60 to $18.595. Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.60 to $18.87. Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.525 to $19.20. Lorenzo J. Fertitta is a director of the Issuer, and also a beneficial owner of 10% or more of the Issuer's Class A Common Stock (assuming that all of the units of membership interest in Station Holdco LLC (the "LLC Units") beneficially owned by Lorenzo J. Fertitta were exchanged for the Issuer's Class A Common Stock) as a result of his ownership interest in FBM Sub 1 LLC ("FBM Sub 1"), Fertitta Business Management LLC ("FBM") and FI Station Investor LLC ("FI Station"). The LLC Units are exchangeable at any time and from time to time for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash. The LLC Units have no expiration date. FI Station is owned by Fertitta Investment LLC ("Fertitta Investment"), KVF Investments, LLC ("KVF") and LNA Investments, LLC ("LNA"). Fertitta Investment is owned by FBM, KVF and LNA. FI Station and Fertitta Investment are managed by Fertitta Holdco LLC, which is owned and managed by Frank J. Fertitta III and Lorenzo J. Fertitta. KVF is managed by Frank J. Fertitta III and is beneficially owned by various trusts established for the benefit of his three children. LNA is managed by Lorenzo J. Fertitta and is beneficially owned by various trusts established for the benefit of his three children. FBM Sub 1 is owned and controlled by FBM. FBM is owned and controlled (i) 50% by the F & J Fertitta Family Business Trust (the "F&J Trust"), a revocable trust for which Frank J. Fertitta III has sole investment and voting power, and (ii) 50% by the L & T Fertitta Family Business Trust (the "L&T Trust"), a revocable trust for which Lorenzo J. Fertitta has sole investment and voting power. Lorenzo J. Fertitta disclaims beneficial ownership of any shares of Class A Common Stock or LLC Units beneficially owned by FI Station, Fertitta Investment, FBM Sub 1, FBM, KVF, LNA, the F&J Trust, the L&T Trust, the L&T Fertitta Family Trust and the FJF Irrevocable Trust, except to the extent of any pecuniary interest therein. /s/ John Hertig, Attorney-in-Fact for Lorenzo J. Fertitta 2019-08-12