0001104659-18-071736.txt : 20181206 0001104659-18-071736.hdr.sgml : 20181206 20181206173055 ACCESSION NUMBER: 0001104659-18-071736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181204 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUFMAN IVAN CENTRAL INDEX KEY: 0000942473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32136 FILM NUMBER: 181221679 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARBOR REALTY TRUST INC CENTRAL INDEX KEY: 0001253986 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 200057959 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 EARLE OVINGTON BOULEVARD STREET 2: SUITE 900 CITY: UNIONDALE STATE: NY ZIP: 11553 BUSINESS PHONE: 516-506-4200 MAIL ADDRESS: STREET 1: 333 EARLE OVINGTON BLVD STE.900 CITY: UNIONDALE STATE: NY ZIP: 11553 4 1 a4.xml 4 X0306 4 2018-12-04 0 0001253986 ARBOR REALTY TRUST INC ABR 0000942473 KAUFMAN IVAN C/O ARBOR REALTY TRUST, INC. 333 EARLE OVINGTON BLVD., STE. 900 UNIONDALE NY 11553 1 1 1 0 COB, CEO and President Common Stock, par value $0.01 per share 2018-12-04 4 D 0 286784 11.57 D 755215 D Common Stock, par value $0.01 per share 2018-12-04 4 D 0 403216 11.57 D 4945837 I By Arbor Commercial Mortgage, LLC Common Stock, par value $0.01 per share 3598 I By son, Maurice Kaufman Common Stock, par value $0.01 per share 1617 I By son, Adam Kaufman under Uniform Gift to Minors Act Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its December 4, 2018 public offering of 8,700,000 shares of common stock (the "Offering") to purchase an aggregate of 690,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $11.57 per share, which is the same price at which the underwriters purchased the shares in the Offering. Mr. Kaufman disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein. /s/ Ivan Kaufman 2018-12-06