-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R6QRuw1rhatlqT+0xRnDLkG/tIKQgvJxM4N/0vdcH8tzCBZqckSAi9qq5ya13Ivv X26+yn0QsJK+iuP5tKbkmw== 0001209191-06-016712.txt : 20060309 0001209191-06-016712.hdr.sgml : 20060309 20060309203100 ACCESSION NUMBER: 0001209191-06-016712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060307 FILED AS OF DATE: 20060309 DATE AS OF CHANGE: 20060309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED AUTO GROUP INC CENTRAL INDEX KEY: 0001019849 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 223086739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2555 TELEGRAPH RD CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48302-0954 BUSINESS PHONE: 248-648-2500 MAIL ADDRESS: STREET 1: 2555 TELEGRAPH RD CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48302-0954 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENSKE ROGER S CENTRAL INDEX KEY: 0000942439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12297 FILM NUMBER: 06677370 BUSINESS ADDRESS: STREET 1: PENSKE CORP STREET 2: 2555 TELEGRAPH ROAD CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48302-0954 MAIL ADDRESS: STREET 1: 2555 TELEGRAPH ROAD CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48302-0954 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-03-07 0 0001019849 UNITED AUTO GROUP INC UAG 0000942439 PENSKE ROGER S 2555 TELEGRAPH ROAD BLOOMFIELD HILLS MI 48302 1 1 1 0 Chairman & CEO Common Stock (Restricted Shares) 2006-03-07 4 A 0 23073 A 188793 D Common Stock 2006-03-09 4 M 0 400000 10.00 A 588793 D Common Stock 2006-03-09 4 M 0 20000 20.95 A 608793 D Common Stock 2006-03-09 4 M 0 15000 10.04 A 623793 D Common Stock 2006-03-09 4 M 0 25000 9.75 A 648793 D Common Stock 2006-03-09 4 P 0 460000 42.82 A 11154021 I By Corporation Common Stock 2006-03-09 4 S 0 460000 42.82 D 188793 D Employee Stock Option 10.00 2006-03-09 4 M 0 400000 D 2002-05-03 2009-08-03 Common Stock 400000 0 D Employee Stock Option 20.95 2006-03-09 4 M 0 20000 D 2005-02-22 2012-02-22 Common Stock 20000 0 D Employee Stock Option 10.04 2006-03-09 4 M 0 15000 D 2004-02-28 2011-02-28 Common Stock 15000 0 D Employee Stock Option 9.75 2006-03-09 4 M 0 25000 D 2003-01-14 2010-01-14 Common Stock 25000 0 D Fifteen percent (15%) of the shares vest on June 1, 2007, fifteen percent (15%) of the shares vest June 1, 2008, twenty percent (20%) of the shares vest on June 1, 2009 and fifty percent (50%) of the shares vest on June 1, 2010. Price is not relevent to this transaction. Mr. Penske also reports beneficial ownership of 7,657,282 shares held by International Mortor Cars Group I, LLC and International Motor Cars Group II, LLC. Penske Capital Partners, LLC is the managing member of each of these entities and Mr. Penske is a managing member of these entities. Mr. Penske disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities. Mr. Penske also reports beneficial ownership of 10,694,021 shares owned by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held by Penske Corporation and its subsidiaries, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities. These 460,000 securities were purchased by a subsidiary of Penske Corporation from the reporting person, which transaction results in no change in the aggregate securities reported by the reporting person. /s/ Shane M. Spradlin, Attorney-in-Fact 2006-03-09 -----END PRIVACY-ENHANCED MESSAGE-----