0001209191-21-032029.txt : 20210512
0001209191-21-032029.hdr.sgml : 20210512
20210512161237
ACCESSION NUMBER: 0001209191-21-032029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210510
FILED AS OF DATE: 20210512
DATE AS OF CHANGE: 20210512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINDNER CARL H III
CENTRAL INDEX KEY: 0000942082
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13653
FILM NUMBER: 21915209
MAIL ADDRESS:
STREET 1: 14TH FLOOR PROVIDENT TOWER
STREET 2: ONE EAST FOURTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001042046
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 311544320
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135792121
MAIL ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC
DATE OF NAME CHANGE: 19970709
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-10
0
0001042046
AMERICAN FINANCIAL GROUP INC
AFG
0000942082
LINDNER CARL H III
301 EAST FOURTH STREET
CINCINNATI
OH
45202
1
1
0
0
Co-CEO & Co-President
Common Stock
2021-05-10
4
M
0
50000
44.01
A
50000
D
Common Stock
2021-05-10
4
S
0
43901
129.8577
D
6099
D
Common Stock
2021-05-10
4
S
0
6099
129.8263
D
0
D
Common Stock
2021-05-10
4
M
0
36760
56.44
A
36760
D
Common Stock
2021-05-10
4
S
0
36428
128.2503
D
332
D
Common Stock
2021-05-10
4
S
0
332
129.0215
D
0
D
Common Stock
2087917
I
Indirect #1
Common Stock
1325043
I
Indirect #13
Common Stock
493602
I
Indirect #14
Common Stock
103131
I
Indirect #15
Stock Option Exercise
44.01
2021-05-10
4
M
0
50000
0.00
D
2023-02-21
Common Stock
50000
0
D
Stock Option Exercise
56.44
2021-05-10
4
M
0
36760
0.00
D
2024-02-24
Common Stock
36760
13240
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.50 to $129.50 inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.51 to $130.25, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.00 to $128.985, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.02 to $129.025, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
Indirect #13: By C3 Family Trust 2010-1
Indirect #14: C3 QAT Dtd 9/25/20.
Indirect #15: By #13 C# Legacy Trust 12/1/20.
These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.
Carl H. Lindner III
By: Karl J. Grafe, as Attorney-in-Fact
2021-05-12