0001104659-23-079114.txt : 20230707
0001104659-23-079114.hdr.sgml : 20230707
20230707160653
ACCESSION NUMBER: 0001104659-23-079114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230705
FILED AS OF DATE: 20230707
DATE AS OF CHANGE: 20230707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSENWALD LINDSAY A MD
CENTRAL INDEX KEY: 0000941841
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38191
FILM NUMBER: 231076845
MAIL ADDRESS:
STREET 1: 375 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10152
FORMER NAME:
FORMER CONFORMED NAME: ROSENWALD LINDSAY MD
DATE OF NAME CHANGE: 19950316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MUSTANG BIO, INC.
CENTRAL INDEX KEY: 0001680048
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 473828760
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 377 PLANTATION STREET
CITY: WORCESTER
STATE: MA
ZIP: 01605
BUSINESS PHONE: 7816524500
MAIL ADDRESS:
STREET 1: 377 PLANTATION STREET
CITY: WORCESTER
STATE: MA
ZIP: 01605
4
1
tm2320790-4_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-07-05
0
0001680048
MUSTANG BIO, INC.
MBIO
0000941841
ROSENWALD LINDSAY A MD
377 PLANTATION STREET
WORCESTER
MA
01605
1
0
0
0
0
COMMON STOCK, PAR VALUE $0.0001
2023-07-05
4
A
0
7246
0.0000
A
60525
D
The Reporting Person was granted 7,246 restricted shares pursuant to the Issuer's 2016 Incentive Plan on July 5, 2023. The shares will vest on July 5, 2026, subject to the Reporting Person's continued service on the Issuer's board on such date.
Effective April 3, 2023, the Issuer effected a fifteen-for-one reverse stock split of its common stock (the "Reverse Stock Split"). The amount of common stock reflected on this Form 4 has been adjusted to reflect the Reverse Stock Split.
Includes restricted share units, which vest over various time periods.
/s/ Matthew Wein, Attorney-in-Fact
2023-07-07