0001415889-21-004533.txt : 20210922 0001415889-21-004533.hdr.sgml : 20210922 20210922203401 ACCESSION NUMBER: 0001415889-21-004533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210920 FILED AS OF DATE: 20210922 DATE AS OF CHANGE: 20210922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN NEAL I CENTRAL INDEX KEY: 0001182567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 211270724 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11440 W. BERNARDO COURT STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 11440 W. BERNARDO COURT STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 4 1 form4-09222021_050955.xml X0306 4 2021-09-20 0000941685 IMAGEWARE SYSTEMS INC IWSY 0001182567 GOLDMAN NEAL I C/O IMAGEWARE SYSTEMS, INC. 11440 WEST BERNARDO COURT, SUITE 300 SAN DIEGO CA 92127 false false true false Common Stock 2021-09-20 4 D 0 793035 0.0416 D 59130128 D Common Stock 2021-09-21 4 D 0 1130000 0.0373 D 58000128 D Common Stock 2021-09-22 4 D 0 1500000 0.0316 D 56500128 D Common Stock (Indirect) 3000000 I By The Goldman Family 2012 GST Trust Common Stock (Indirect) 11361077 I held in an individual retirement account Common Stock (Indirect) 147700 I By The Neal and Marlene Goldman Foundation /s/ Neal I. Goldman 2021-09-22