0001415889-21-002381.txt : 20210507 0001415889-21-002381.hdr.sgml : 20210507 20210507203940 ACCESSION NUMBER: 0001415889-21-002381 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210427 FILED AS OF DATE: 20210507 DATE AS OF CHANGE: 20210507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIGHT JAMES W CENTRAL INDEX KEY: 0001031041 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 21904875 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: C/O GRIFFON CORPORATION CITY: NEW YORK STATE: NY ZIP: 100194108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11440 W. BERNARDO COURT STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 11440 W. BERNARDO COURT STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 3 1 form3-05072021_050517.xml X0206 3 2021-04-27 0 0000941685 IMAGEWARE SYSTEMS INC IWSY 0001031041 SIGHT JAMES W C/O IMAGEWARE SYSTEMS, INC. 11440 WEST BERNARDO COURT, SUITE 300 SAN DIEGO CA 92127 true false false false Common Stock 2802133 D Series D Convertible Preferred Stock 0.0583 Common Stock 1766724 D Series D Convertible Preferred Stock ("Series D Preferred") is convertible to Common Stock at the option of the holder at any time, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred does not expire but is subject to certain redemption rights. /s/ James W. Sight 2021-05-07