-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JxRJjyq33xCEptE1cIQwIlwQh4qXkjmRk5qMQhkPRv8uT156dsA9ULpWk4hecM7B YN12nZ6klFbjD4Pmonpsdw== 0001209191-11-009205.txt : 20110214 0001209191-11-009205.hdr.sgml : 20110214 20110214144630 ACCESSION NUMBER: 0001209191-11-009205 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARCE DAVID R CENTRAL INDEX KEY: 0000941637 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51624 FILM NUMBER: 11606301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOVER SADDLERY INC CENTRAL INDEX KEY: 0001071625 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 GREAT ROAD CITY: LITTLETON STATE: MA ZIP: 01460 BUSINESS PHONE: 978-952-8062 MAIL ADDRESS: STREET 1: 525 GREAT ROAD STREET 2: P.O.BOX 1100 CITY: LITTLETON STATE: MA ZIP: 01460 5 1 doc5.xml FORM 5 SUBMISSION X0303 5 2010-12-31 0 0 1 0001071625 DOVER SADDLERY INC DOVR 0000941637 PEARCE DAVID R 525 GREAT ROAD LITTLETON, MA MA 01460 0 1 0 0 CFO Common Stock 500 I by Oakland Farm, Inc. Common Stock 2010-09-15 2010-09-15 4 P 0 1000 2.80 A 1500 D Non-Qualified Stock Option 2.01 2019-11-16 Common Stock 10500 10500 D Incentive Stock Option 3.10 2010-11-17 4 A 0 40000 A 2020-11-16 Common Stock 40000 40000 D As of 12/31/2009. The reporting person, David R. Pearce, has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock. This transaction has been previously reported on a Form 4 filed in a timely manner. As the reporting person has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock, the reporting person therefore holds a total of 1,000 shares of Common Stock directly and 500 shares of Common Stock indirectly as of 12/31/2010. Granted on 11/17/2009 and vest on anniversary date of grant at rate 20 % per year for five years. As of 12/31/2010, total includes 10,500 Non-Qualified Stock Options as granted in 2009. Together with Incentive Stock Options the total stock options held by this reporting person on 12/31/2010 equals 50,500. Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years. When exercisable price will be $ 3.10. As of 12/31/2010, total includes 40,000 Incentive Stock options as granted in 2010. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2010 equals 50,500. All transactions reported on this Form 5 have been previously reported on Forms 4 in a timely manner. As previously reported in the Company's 2010 Proxy Statement mailed to Company Stockholders on or about April 15, 2010, Mr. Pearce's initial Form 3 was not timely filed. David R. Pearce 2011-02-14 -----END PRIVACY-ENHANCED MESSAGE-----