0000941560-21-000006.txt : 20211115 0000941560-21-000006.hdr.sgml : 20211115 20211115132221 ACCESSION NUMBER: 0000941560-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GARDNER LEWIS ASSET MANAGEMENT L P CENTRAL INDEX KEY: 0000941560 IRS NUMBER: 232778393 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04874 FILM NUMBER: 211408641 BUSINESS ADDRESS: STREET 1: 285 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 BUSINESS PHONE: 6105582800 MAIL ADDRESS: STREET 1: 285 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000941560 XXXXXXXX 09-30-2021 09-30-2021 GARDNER LEWIS ASSET MANAGEMENT L P

285 WILMINGTON WEST CHESTER PIKE CHADDS FORD PA 19317

13F HOLDINGS REPORT 028-04874 N William Whitfield Gardner 610-558-2800 /s/ William Whitfield Gardner Chadds Ford PA 11-15-2021 0 91 704586 false INFORMATION TABLE 2 093021.xml Aerojet Rocketdyne Holdings, I COM 007800105 3693 84809 SH SOLE 84809 0 0 Airbnb, Inc. COM 009066101 1568 9349 SH SOLE 9349 0 0 Alphabet, Inc. - Class C COM 02079K107 16264 6102 SH SOLE 6102 0 0 Amazon.com, Inc. COM 023135106 15591 4746 SH SOLE 4746 0 0 Ametek, Inc. COM 031100100 1615 13027 SH SOLE 13027 0 0 Amphenol Corp. - Cl A COM 032095101 1536 20970 SH SOLE 20970 0 0 Apple, Inc. COM 037833100 15721 111100 SH SOLE 111100 0 0 Atlantic Capital Bancshares, I COM 048269203 6337 239213 SH SOLE 239213 0 0 Ball Corp. COM 058498106 1718 19090 SH SOLE 19090 0 0 Bank of America Corp. COM 060505104 15575 366908 SH SOLE 366908 0 0 Bank of Commerce Holdings COM 06424J103 10568 696628 SH SOLE 696628 0 0 Black Knight, Inc. COM 09215C105 1635 22705 SH SOLE 22705 0 0 Boeing Co. COM 097023105 4537 20627 SH SOLE 20627 0 0 Boeing Co. OPTION 097023905 11547 52500 SH Call SOLE 0 0 0 Bryn Mawr Bank Corp. COM 117665109 3382 73602 SH SOLE 73602 0 0 Butterfly Networks, Inc. COM 124155102 1526 146175 SH SOLE 146175 0 0 CAI International, Inc. COM 12477X106 18643 333449 SH SOLE 333449 0 0 Cadence Financial Corp. COM 12739A100 27236 1240271 SH SOLE 1240271 0 0 Change Healthcare, Inc. COM 15912K100 3068 146500 SH SOLE 146500 0 0 Chipotle Mexican Grill, Inc. COM 169656105 6912 3803 SH SOLE 3803 0 0 Cloudera, Inc. COM 18914U100 18929 1185280 SH SOLE 1185280 0 0 CoStar Group, Inc. COM 22160N109 830 9650 SH SOLE 9650 0 0 Coherent, Inc. COM 192479103 11521 46066 SH SOLE 46066 0 0 Community Bankers Trust Corp. COM 203612106 4734 416338 SH SOLE 416338 0 0 Condor Hospitality Trust, Inc. COM 20676Y403 7156 1026623 SH SOLE 1026623 0 0 Cornerstone OnDemand, Inc. COM 21925Y103 4141 72318 SH SOLE 72318 0 0 Covanta Holding Corp. COM 22282E102 12065 599672 SH SOLE 599672 0 0 Crocs, Inc. COM 227046109 2428 16925 SH SOLE 16925 0 0 DexCom, Inc. COM 252131107 7047 12886 SH SOLE 12886 0 0 Domtar Corp. COM 257559203 18606 341135 SH SOLE 341135 0 0 Dun & Bradstreet Holdings, Inc COM 26484T106 1299 77305 SH SOLE 77305 0 0 Estee Lauder Companies - CL A COM 518439104 1485 4950 SH SOLE 4950 0 0 Facebook, Inc. - A COM 30303M102 10338 30460 SH SOLE 30460 0 0 First Midwest Bancorp, Inc COM 320867104 15673 824467 SH SOLE 824467 0 0 GP Strategies Corp. COM 36225V104 12874 621944 SH SOLE 621944 0 0 Goldman Sachs Group, Inc. COM 38141G104 6204 16411 SH SOLE 16411 0 0 Hill-Rom Holdings, Inc. COM 431475102 7125 47500 SH SOLE 47500 0 0 Howard Bancorp Inc. COM 442496105 13104 646159 SH SOLE 646159 0 0 Humana, Inc. COM 444859102 11528 29623 SH SOLE 29623 0 0 IHS Markit Ltd. COM G47567105 20409 175000 SH SOLE 175000 0 0 Illumina, Inc. COM 452327109 3896 9606 SH SOLE 9606 0 0 Intuitive Surgical, Inc. COM 46120E602 6528 6566 SH SOLE 6566 0 0 IShares Tr Expanded Tech OPTION 464287955 10378 26000 SH Put SOLE 0 0 0 J. Alexander's Holdings, Inc. COM 46609J106 1645 117485 SH SOLE 117485 0 0 Las Vegas Sands Corp. COM 517834107 4260 116382 SH SOLE 116382 0 0 lululemon athletica, Inc. COM 550021109 8623 21308 SH SOLE 21308 0 0 Lydell, Inc. COM 550819106 7022 113094 SH SOLE 113094 0 0 MSCI, Inc. COM 55354G100 3376 5550 SH SOLE 5550 0 0 Marriott International, Inc. COM 571903202 2359 15928 SH SOLE 15928 0 0 Mastercard Inc. - Class A COM 57636Q104 14189 40810 SH SOLE 40810 0 0 Medallia, Inc. COM 584021109 11223 331351 SH SOLE 331351 0 0 Mercadolibre, Inc. COM 58733R102 1251 745 SH SOLE 745 0 0 Microsoft Corp. COM 594918104 10172 36082 SH SOLE 36082 0 0 Monster Beverage Corp. COM 61174X109 1301 14650 SH SOLE 14650 0 0 NVIDIA Corp. COM 67066G104 8306 40097 SH SOLE 40097 0 0 NXP Semiconductors NV COM N6596X109 8195 41840 SH SOLE 41840 0 0 Netflix, Inc. COM 64110L106 446 731 SH SOLE 731 0 0 Nike, Inc. Class B COM 654106103 11290 77739 SH SOLE 77739 0 0 Nuance Communications, Inc. COM 67020Y100 23739 431300 SH SOLE 431300 0 0 PACCAR, Inc. COM 693718108 2660 33710 SH SOLE 33710 0 0 PPD, Inc. COM 69355F102 8012 171234 SH SOLE 171234 0 0 Pacific Merchantile Bancorp COM 694552100 12819 1391888 SH SOLE 1391888 0 0 PayPal Holdings, Inc. COM 70450Y103 8602 33056 SH SOLE 33056 0 0 Pioneer Natural Resources Comp COM 723787107 5900 35436 SH SOLE 35436 0 0 Prologis, Inc. COM 74340W103 1345 10720 SH SOLE 10720 0 0 Q2 Holdings, Inc. COM 74736L109 1641 20480 SH SOLE 20480 0 0 Raven Industries, Inc. COM 754212108 7999 138847 SH SOLE 138847 0 0 Riverview Financial Corp. COM 76940Q105 1174 89795 SH SOLE 89795 0 0 SPDR Gold Shares COM 78463V107 3347 20380 SH SOLE 20380 0 0 Salesforce.com, Inc. COM 79466L302 10530 38823 SH SOLE 38823 0 0 Select Bancorp, Inc. COM 81617L108 242 14029 SH SOLE 14029 0 0 Select Interior Concepts, Inc. COM 816120307 1669 115712 SH SOLE 115712 0 0 Select Sector SPDR Tr Communic OPTION 81369Y952 10847 135400 SH Put SOLE 0 0 0 Severn Bancorp, Inc. COM 81811M100 2176 173828 SH SOLE 173828 0 0 Shopify, Inc. - CL A COM 82509L107 9599 7080 SH SOLE 7080 0 0 Simon Property Group, Inc. COM 828806109 5903 45415 SH SOLE 45415 0 0 Spirit AeroSystems Holdings, I COM 848574109 2165 48999 SH SOLE 48999 0 0 Stamps.Com, Inc. COM 852857200 18056 54751 SH SOLE 54751 0 0 Sterling Bancorp. COM 85917A100 11676 467794 SH SOLE 467794 0 0 TJX Company, Inc. COM 872540109 2382 36095 SH SOLE 36095 0 0 Take-Two Interactive Software, COM 874054109 8216 53325 SH SOLE 53325 0 0 The Sherwin-Williams Company COM 824348106 4790 17124 SH SOLE 17124 0 0 TransDigm Group, Inc. COM 893641100 4148 6641 SH SOLE 6641 0 0 Unity Software, Inc. COM 91332U101 1730 13705 SH SOLE 13705 0 0 Vaneck ETF Tr Semiconductr ETF OPTION 92189F956 24346 95000 SH Put SOLE 0 0 0 Varonis Systems, Inc. COM 922280102 1564 25705 SH SOLE 25705 0 0 Visa Inc. COM 92826C839 727 3264 SH SOLE 3264 0 0 Walt Disney Company/The COM 254687106 5535 32718 SH SOLE 32718 0 0 Welbilt, Inc. COM 949090104 5229 225000 SH SOLE 225000 0 0 Willis Towers Watson PLC COM G96629103 13286 57155 SH SOLE 57155 0 0 Xilinx, Inc. COM 983919101 11904 78837 SH SOLE 78837 0 0