0000941560-18-000011.txt : 20181114 0000941560-18-000011.hdr.sgml : 20181114 20181114111454 ACCESSION NUMBER: 0000941560-18-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GARDNER LEWIS ASSET MANAGEMENT L P CENTRAL INDEX KEY: 0000941560 IRS NUMBER: 232778393 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04874 FILM NUMBER: 181181490 BUSINESS ADDRESS: STREET 1: 285 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 BUSINESS PHONE: 6105582800 MAIL ADDRESS: STREET 1: 285 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000941560 XXXXXXXX 09-30-2018 09-30-2018 GARDNER LEWIS ASSET MANAGEMENT L P

285 WILMINGTON WEST CHESTER PIKE CHADDS FORD PA 19317

13F HOLDINGS REPORT 028-04874 N William Whitfield Gardner 610-558-2800 William Whitfield Gardner Chadds Ford PA 11-14-2018 0 70 1306261 false INFORMATION TABLE 2 093018.xml 2U, Inc. COM 90214J101 5357 71243 SH SOLE 67693 0 3550 Advanced Drainage Systems, Inc COM 00790R104 3007 97316 SH SOLE 92578 0 4738 Aetna, Inc. - New COM 00817Y108 26573 131000 SH SOLE 131000 0 0 Akorn, Inc. COM 009728106 48094 3705269 SH SOLE 3705269 0 0 Akorn, Inc. OPTION 009728956 18702 1440800 SH Put SOLE 0 0 0 Akorn, Inc. OPTION 009728906 5249 404400 SH Call SOLE 0 0 0 Alphabet, Inc. - Class C COM 02079K107 17564 14717 SH SOLE 13968 0 749 Altaba Inc. COM 021346101 6917 101539 SH SOLE 96507 0 5032 Alteryx, Inc. - CL A COM 02156B103 3036 53063 SH SOLE 50410 0 2653 Amazon.com, Inc. COM 023135106 14872 7425 SH SOLE 7014 0 411 Andeavor COM 03349M105 42573 277346 SH SOLE 277346 0 0 Apple, Inc. COM 037833100 7233 32042 SH SOLE 30045 0 1997 Axalta Coating Systems. Ltd. COM G0750C108 1306 44800 SH SOLE 44800 0 0 Ball Corp. COM 058498106 2179 49535 SH SOLE 49535 0 0 Bank of America Corp. COM 060505104 16952 575433 SH SOLE 545413 0 30020 Charles Schwab Corp. COM 808513105 6377 129740 SH SOLE 122959 0 6781 Citigroup Inc. COM 172967424 9438 131553 SH SOLE 124813 0 6740 Cognex Corp. COM 192422103 1526 27330 SH SOLE 25955 0 1375 Concho Resources, Inc. COM 20605P101 3946 25832 SH SOLE 24725 0 1107 DowDuPont, Inc. COM 26078J100 3989 62020 SH SOLE 59105 0 2915 Dropbox, Inc. - CL A COM 26210C104 4252 158470 SH SOLE 150452 0 8018 EOG Resources, Inc. COM 26875P101 10750 84271 SH SOLE 80679 0 3592 Electronic Arts, Inc. COM 285512109 5339 44314 SH SOLE 42189 0 2125 Energen Corp. COM 29265N108 36363 421989 SH SOLE 421989 0 0 Envision Healthcare Corp. COM 29414D100 33978 743021 SH SOLE 743021 0 0 Express Scripts Holding Co. COM 30219G108 57047 600429 SH SOLE 600429 0 0 FCB Financial Holdings, Inc. COM 30255G103 12732 268618 SH SOLE 268618 0 0 Facebook, Inc. - A COM 30303M102 7166 43575 SH SOLE 41205 0 2370 Five9, Inc. COM 338307101 5080 116271 SH SOLE 110134 0 6137 Forest City Realty Trust, Inc. COM 345605109 87037 3468986 SH SOLE 3468986 0 0 Fortune Brands Home & Security COM 34964C106 2140 40880 SH SOLE 40880 0 0 GCI Liberty, Inc.-Class A COM 36164V305 5183 101629 SH SOLE 96328 0 5301 General Motors Co. COM 37045V100 1490 44260 SH SOLE 44260 0 0 Gramercy Property Trust COM 385002308 77631 2829103 SH SOLE 2829103 0 0 Hortonworks, Inc. COM 440894103 2102 92155 SH SOLE 87434 0 4721 Humana, Inc. COM 444859102 15777 46605 SH SOLE 43988 0 2617 Hyatt Hotels Corp. - CL A COM 448579102 1815 22810 SH SOLE 22810 0 0 Illumina, Inc. COM 452327109 7707 20997 SH SOLE 20047 0 950 Intuitive Surgical, Inc. COM 46120E602 2206 3844 SH SOLE 3641 0 203 Invuity, Inc. COM 46187J205 16492 2228716 SH SOLE 2228716 0 0 KLX Inc. COM 482539103 64035 1019986 SH SOLE 1019986 0 0 KapStone Paper and Packaging C COM 48562P103 60083 1771827 SH SOLE 1771827 0 0 L-3 Technologies, Inc. COM 502413107 4846 22790 SH SOLE 21648 0 1142 Mastercard Inc. - Class A COM 57636Q104 14065 63184 SH SOLE 59804 0 3380 Mitel Networks Corp. COM 60671Q104 59279 5379186 SH SOLE 5379186 0 0 Mohawk Industries, Inc. COM 608190104 752 4290 SH SOLE 4290 0 0 NXP Semiconductors NV COM N6596X109 2227 26051 SH SOLE 24138 0 1913 Netflix Inc. COM 64110L106 273 731 SH SOLE 731 0 0 Newell Brands, Inc. COM 651229106 362 17835 SH SOLE 17835 0 0 Oclaro, Inc. COM 67555N206 41106 4597967 SH SOLE 4597967 0 0 Pinnacle Entertainment, Inc. COM 72348Y105 103527 3072929 SH SOLE 3072929 0 0 Pinnacle Foods, Inc. COM 72348P104 46921 723977 SH SOLE 723977 0 0 Pioneer Natural Resources Comp COM 723787107 7300 41907 SH SOLE 39939 0 1968 Quidel Corp. COM 74838J101 5089 78090 SH SOLE 74405 0 3685 Rockwell Collins, Inc. COM 774341101 66761 475266 SH SOLE 475266 0 0 Salesforce.com, Inc. COM 79466L302 13195 82971 SH SOLE 78640 0 4331 Spotify Technology S.A. COM L8681T102 5510 30473 SH SOLE 28938 0 1535 Square, Inc. COM 852234103 14944 150938 SH SOLE 143025 0 7913 State Bank Financial Corp. COM 856190103 4110 136196 SH SOLE 136196 0 0 Syntel, Inc. COM 87162H103 48722 1188929 SH SOLE 1188929 0 0 Take-Two Interactive Software, COM 874054109 4207 30485 SH SOLE 28980 0 1505 Tribune Media Company COM 896047503 2772 72125 SH SOLE 72125 0 0 US Foods Holdings Corp. COM 912008109 846 27450 SH SOLE 27450 0 0 USG Corp. COM 903293405 54729 1263668 SH SOLE 1263668 0 0 Vertex Pharmaceuticals COM 92532F100 5600 29054 SH SOLE 27695 0 1359 Vulcan Materials Company COM 929160109 5894 53003 SH SOLE 50514 0 2489 WABCO Holdings, Inc. COM 92927K102 4322 36648 SH SOLE 34948 0 1700 Walt Disney Company/The COM 254687106 5443 46548 SH SOLE 44089 0 2459 Xcerra Corp. COM 98400J108 15751 1103775 SH SOLE 1103775 0 0 lululemon athletica, Inc. COM 550021109 6409 39443 SH SOLE 37448 0 1995