0000941560-14-000023.txt : 20141114 0000941560-14-000023.hdr.sgml : 20141114 20141114104652 ACCESSION NUMBER: 0000941560-14-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GARDNER LEWIS ASSET MANAGEMENT L P CENTRAL INDEX KEY: 0000941560 IRS NUMBER: 232778393 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04874 FILM NUMBER: 141221380 BUSINESS ADDRESS: STREET 1: 285 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 BUSINESS PHONE: 6105582800 MAIL ADDRESS: STREET 1: 285 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000941560 XXXXXXXX 09-30-2014 09-30-2014 GARDNER LEWIS ASSET MANAGEMENT L P

285 WILMINGTON WEST CHESTER PIKE CHADDS FORD PA 19317

13F HOLDINGS REPORT 028-04874 N William Whitfield Gardner 610-558-2800 /s/ William Whitfield Gardner Chadds Ford PA 11-14-2014 0 106 500006 false INFORMATION TABLE 2 093014.xml 1st Enterprise Bank COM 32008C108 1725 68864 SH SOLE 68864 0 0 1st United Bancorp, Inc. COM 33740N105 12243 1436969 SH SOLE 1436969 0 0 ASML Holding, N.V. COM N07059210 2516 25460 SH SOLE 22800 0 2660 Alarion Financial Services, In COM 011636107 103 12100 SH SOLE 12100 0 0 Alexion Pharmaceuticals COM 015351109 4740 28587 SH SOLE 25773 0 2814 Amazon.com, Inc. COM 023135106 6090 18887 SH SOLE 17065 0 1822 American International Group, COM 026874784 3652 67610 SH SOLE 61050 0 6560 American Realty Capital Health COM 02917R108 5135 490000 SH SOLE 490000 0 0 Annie's, Inc. COM 03600T104 14390 313511 SH SOLE 313511 0 0 Apple Computer, Inc. COM 037833100 10778 106982 SH SOLE 94089 0 12893 Aruba Networks, Inc. COM 043176106 1983 91875 SH SOLE 91875 0 0 Athlon Energy, Inc. COM 047477104 6981 119881 SH SOLE 119881 0 0 Bank of America Corp. COM 060505104 7509 440407 SH SOLE 393572 0 46835 Boeing Co. COM 097023105 5550 43571 SH SOLE 39033 0 4538 Bolt Technology Corp. COM 097698104 4731 215655 SH SOLE 215655 0 0 CIT Group, Inc. COM 125581801 1038 22585 SH SOLE 16505 0 6080 Centrix Bank & Trust COM 15640A101 16856 412421 SH SOLE 412421 0 0 Chesapeake Energy Corp. COM 165167107 2661 115760 SH SOLE 101925 0 13835 Ciena Corp. COM 171779309 2149 128545 SH SOLE 128545 0 0 Citigroup Inc. COM 172967424 6645 128235 SH SOLE 113368 0 14867 Cobra Electronics Corp. COM 191042100 3491 815726 SH SOLE 815726 0 0 Compuware Corp. COM 205638109 7519 708626 SH SOLE 708626 0 0 Concur Technologies, Inc. COM 206708109 10209 80500 SH SOLE 80500 0 0 Costco Wholesale Corp. COM 22160K105 5787 46179 SH SOLE 41339 0 4840 Dresser-Rand Group, Inc. COM 261608103 6170 75000 SH SOLE 75000 0 0 EOG Resources, Inc. COM 26875P101 6886 69540 SH SOLE 59841 0 9699 Einstein Noah Restaurant Group COM 28257U104 7029 348660 SH SOLE 348660 0 0 El Paso Pipeline Partners LP COM 283702108 7430 185000 SH SOLE 185000 0 0 Enventis Corp. COM 29402J101 4115 226336 SH SOLE 226336 0 0 Estee Lauder Companies - CL A COM 518439104 3992 53425 SH SOLE 47965 0 5460 Facebook, Inc.-A COM 30303M102 6659 84245 SH SOLE 76175 0 8070 Family Dollar Stores, Inc. COM 307000109 1305 16900 SH SOLE 16900 0 0 First Citizens Bancorp Inc. COM 319460101 11497 12466 SH SOLE 12466 0 0 First Mountain Bank COM 321052102 512 92157 SH SOLE 92157 0 0 Fortegra Financial Corp. COM 34954W104 2034 205618 SH SOLE 205618 0 0 GW Pharmaceuticals, plc - ADR COM 36197T103 1108 13700 SH SOLE 13700 0 0 Gilead Sciences, Inc. COM 375558103 5361 50364 SH SOLE 45383 0 4981 Glimcher Realty Trust COM 379302102 8450 624098 SH SOLE 624098 0 0 Google Inc. - Class C COM 38259P706 5970 10340 SH SOLE 9079 0 1261 Harry and David Holdings, Inc. COM 41587A201 270 1900 SH SOLE 1900 0 0 Hershey Company/The COM 427866108 964 10100 SH SOLE 9100 0 1000 Humana, Inc. COM 444859102 9017 69206 SH SOLE 62726 0 6480 Intermountain Community Bancor COM 45881M308 1553 82856 SH SOLE 82856 0 0 Intermune, Inc. COM 45884X103 7170 97036 SH SOLE 97036 0 0 International Rectifier, Inc. COM 460254105 8495 216500 SH SOLE 216500 0 0 J.C. Penney Company, Inc. COM 708160106 1464 145787 SH SOLE 130742 0 15045 Kodiak Oil & Gas Corp. COM 50015Q100 12796 942988 SH SOLE 942988 0 0 L Brands, Inc. COM 501797104 2010 30010 SH SOLE 27035 0 2975 LSB Financial Corp. COM 501925101 3924 97636 SH SOLE 97636 0 0 Liberty Global, Inc. Cl A COM G5480U104 1882 44230 SH SOLE 32320 0 11910 Liberty Media Corp. COM 531229102 3150 66755 SH SOLE 60350 0 6405 Liberty Media Corp. - C COM 531229300 3979 84670 SH SOLE 76300 0 8370 LinkedIn Corp. COM 53578A108 1812 8722 SH SOLE 7792 0 930 LipoScience, Inc. COM 53630M108 5965 1151485 SH SOLE 1151485 0 0 Madison Bancorp. COM 55660D106 1526 68578 SH SOLE 68578 0 0 MainStreet BankShares, Inc. COM 56063E105 1022 73760 SH SOLE 73760 0 0 Mastercard Inc. - Class A COM 57636Q104 6512 88100 SH SOLE 79515 0 8585 Measurement Specialties, Inc. COM 583421102 12703 148379 SH SOLE 148379 0 0 Medical Action Industries COM 58449L100 2857 207338 SH SOLE 207338 0 0 Mellanox Technologies, Ltd. COM M51363113 2637 58768 SH SOLE 58768 0 0 Middleby Corp. COM 596278101 1802 20451 SH SOLE 20451 0 0 Monsanto Company COM 61166W101 5482 48725 SH SOLE 43980 0 4745 Move, Inc. COM 62458M207 2329 111100 SH SOLE 111100 0 0 NB&T Financial Group, Inc. COM 62874M104 2229 75116 SH SOLE 75116 0 0 Netsuite, Inc. COM 64118Q107 1397 15605 SH SOLE 15605 0 0 North Valley Bancorp. COM 66304M204 12564 582204 SH SOLE 582204 0 0 Occidental Petroleum Corp. COM 674599105 753 7832 SH SOLE 5724 0 2108 OmniAmerican Bancorp, Inc. COM 68216R107 1575 60589 SH SOLE 60589 0 0 Peoples Federal Bancshares, In COM 711037101 915 45726 SH SOLE 45726 0 0 Peregrine Semiconductor Corp COM 71366R703 12926 1044937 SH SOLE 1044937 0 0 Pike Corp. COM 721283109 6505 547072 SH SOLE 547072 0 0 Pioneer Natural Resources Comp COM 723787107 4378 22225 SH SOLE 20870 0 1355 Pokertek, Inc. COM 730864204 1312 972175 SH SOLE 972175 0 0 Precision Cast Parts COM 740189105 750 3165 SH SOLE 3165 0 0 Priceline Group, Inc./The COM 741503403 3300 2848 SH SOLE 2557 0 291 Protective Life Corp. COM 743674103 18855 271643 SH SOLE 271643 0 0 Restoration Hardware Holding COM 761283100 2316 29110 SH SOLE 26245 0 2865 Rockwood Holdings, Inc. COM 774415103 3731 48800 SH SOLE 48800 0 0 Ruckus Wireless, Inc. COM 781220108 1920 143699 SH SOLE 143699 0 0 SP Bancorp, Inc. COM 78468K106 4632 159185 SH SOLE 159185 0 0 SVB Financial Group COM 78486Q101 1881 16785 SH SOLE 16785 0 0 SWS Group, Inc. COM 78503N107 755 109518 SH SOLE 109518 0 0 Salesforce.com, Inc. COM 79466L302 6192 107624 SH SOLE 95960 0 11664 Santa Clara Valley Bank COM 801678103 399 67578 SH SOLE 67578 0 0 Scripps Networks Interactive-C COM 811065101 2294 29373 SH SOLE 25698 0 3675 Sigma-Aldrich Corp. COM 826552101 1564 11500 SH SOLE 11500 0 0 Siuslaw Financial Group, Inc. COM 829890102 1625 120393 SH SOLE 120393 0 0 Spirit Airlines, Inc. COM 848577102 2606 37690 SH SOLE 33995 0 3695 Splunk, Inc. COM 848637104 1833 33105 SH SOLE 33105 0 0 TF Financial Corp. COM 872391107 3942 94836 SH SOLE 94836 0 0 TIBCO Software Inc. COM 88632Q103 5199 220000 SH SOLE 220000 0 0 TRW Automotive Holdings Corp. COM 87264S106 7412 73200 SH SOLE 73200 0 0 TW Telecom, Inc. COM 87311L104 7578 182108 SH SOLE 182108 0 0 Tesla Motors, Inc. COM 88160R101 955 3935 SH SOLE 3935 0 0 The Bank of Kentucky Financial COM 062896105 976 21103 SH SOLE 21103 0 0 Toll Brothers, Inc. COM 889478103 2474 79405 SH SOLE 70500 0 8905 TriQuint Semiconductor COM 89674K103 20989 1100624 SH SOLE 1100624 0 0 Twitter, Inc. COM 90184L102 1268 24580 SH SOLE 24580 0 0 URS Corporation COM 903236107 2739 47539 SH SOLE 47539 0 0 Virginia Heritage Bank COM 927819102 2896 102521 SH SOLE 102521 0 0 WCI Communities, Inc. COM 92923C807 1128 61161 SH SOLE 61161 0 0 Walt Disney Company/The COM 254687106 3709 41658 SH SOLE 37288 0 4370 Workday, Inc. - Class A COM 98138H101 4712 57120 SH SOLE 51000 0 6120 Wynn Resorts, Ltd. COM 983134107 4279 22875 SH SOLE 20495 0 2380 XRS Corp. COM 983845108 5313 957319 SH SOLE 957319 0 0 Youku Tudou, Inc. COM 98742U100 915 51070 SH SOLE 51070 0 0