Delaware
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1-13884
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76-0451843
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(State or other jurisdiction of incorporation or organization)
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(Commission File Number)
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(IRS Employer Identification No)
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1333 West Loop South, Suite 1700, Houston, Texas
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77027
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(Address of principal executive offices)
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(zip code)
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Grace B. Holmes 713-513-3300
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(Name and telephone number, including area code,
of the person to contact in connection with this report.)
|
_√__ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013. |
/s/ William C. Lemmer | June 2, 2014 |
By: | William C. Lemmer |
Title: | Senior Vice President and General Counsel |
I. | Introduction |
II. | Due Diligence |
● | For those suppliers who responded indicating that 3TG was necessary to the functionality or production of the products they supply to Cameron, we evaluated the survey responses for consistency of data provided, including whether those responses were complete and whether they contained any contradictions or inconsistencies. Follow-up communications were initiated with these suppliers as needed to clarify their responses to questions contained in the survey. |
● | For those suppliers who provided smelter or refiner information for 3TG, information was compared against available lists of metal processors that have been certified by internationally-recognized industry validation schemes, such as the Conflict Free Sourcing Initiative's (CFSI) Conflict-Free Smelter (CFS) Program, the London Bullion Market Association Good Delivery Program, and the Responsible Jewelry Council Chain-of-Custody Certification. |
● If smelter or refiner information was not certified by an internationally-recognized scheme, additional research was conducted of those smelter and refiners regarding their sourcing practices. |
● | Standard operating procedures were developed to guide and sustain our conflict minerals compliance program. |
III. | Risk Mitigation and Future Due Diligence Measures |
● | Include a conflict minerals flow-down clause requiring suppliers to identify their 3TG sourcing in new or renewed direct supplier contracts. We will be working closely with our supply chain leadership to develop an effective approach to integrate the flow-down provision |
● | Implement an annual re-certification process for in-scope suppliers |
● | Assess the need for identifying alternative 3TG suppliers for non-reporting suppliers |
IV. | Product Description |
SOR / Facility Name
|
Conflict-Free Status
|
Gold
|
|
Aida Chemical Industries Co. Ltd.
|
Unknown
|
Allgemeine Gold- und Silberscheideanstalt A.G.
|
CFSP; LBMA; RJC
|
Almalyk Mining and Metallurgical Complex (AMMC)
|
LBMA
|
AngloGold Ashanti Mineração Ltda
|
CFSP; LBMA
|
Argor-Heraeus SA
|
CFSP; LBMA
|
Asahi Pretec Corporation
|
CFSP; LBMA
|
Asaka Riken Co Ltd
|
Unknown
|
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
|
LBMA
|
Aurubis AG
|
LBMA
|
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
|
LBMA
|
Boliden AB
|
LBMA
|
Caridad
|
Unknown
|
Cendres & Métaux SA
|
LBMA
|
Central Bank of the DPR of Korea
|
Unknown
|
Chimet SpA
|
CFSP; LBMA
|
Chugai Mining
|
Unknown
|
Codelco
|
Unknown
|
Daejin Indus Co. Ltd
|
Unknown
|
DaeryongENC
|
Unknown
|
Do Sung Corporation
|
Unknown
|
Dowa
|
CFSP
|
FSE Novosibirsk Refinery
|
Unknown
|
Heimerle + Meule GmbH
|
Unknown
|
Heraeus Ltd Hong Kong
|
CFSP; LBMA
|
Heraeus Precious Metals GmbH & Co. KG
|
CFSP; LBMA
|
Hwasung CJ Co. Ltd
|
Unknown
|
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
|
LBMA
|
Ishifuku Metal Industry Co., Ltd.
|
CFSP; LBMA
|
Istanbul Gold Refinery
|
CFSP; LBMA
|
Japan Mint
|
LBMA
|
Jiangxi Copper Company Limited
|
LBMA
|
Johnson Matthey Limited
|
CFSP; LBMA
|
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
|
LBMA
|
JSC Uralectromed
|
LBMA
|
JX Nippon Mining & Metals Co., Ltd
|
CFSP; LBMA
|
Kazzinc Ltd
|
LBMA
|
Kojima Chemicals Co. Ltd
|
CFSP
|
Korea Metal Co. Ltd
|
Unknown
|
Kyrgyzaltyn JSC
|
LBMA
|
L' azurde Company For Jewelry
|
LBMA
|
Materion
|
CFSP
|
Matsuda Sangyo Co. Ltd
|
CFSP; LBMA
|
Met-Mex Peñoles, S.A.
|
LBMA
|
Metalor Technologies (Hong Kong) Ltd
|
CFSP; LBMA; RJC
|
Metalor Technologies SA
|
CFSP; LBMA; RJC
|
Mitsui Mining and Smelting Co., Ltd.
|
CFSP; LBMA
|
Moscow Special Alloys Processing Plant
|
LBMA
|
Nadir Metal Rafineri San. Ve Tic. A.Ş.
|
LBMA
|
Navoi Mining and Metallurgical Combinat
|
LBMA
|
Nihon Material Co. LTD
|
CFSP; LBMA
|
Ohio Precious Metals LLC.
|
CFSP; LBMA
|
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastvetmet)
|
LBMA
|
OJSC Kolyma Refinery
|
LBMA
|
OMSA
|
CFSP
|
PAMP SA
|
CFSP; LBMA
|
Pan Pacific Copper Co. LTD
|
Unknown
|
Prioksky Plant of Non-Ferrous Metals
|
LBMA
|
PT Aneka Tambang (Persero) Tbk
|
LBMA
|
PX Précinox SA
|
LBMA
|
Royal Canadian Mint
|
CFSP; LBMA
|
Sabin Metal Corp.
|
Unknown
|
SAMWON METALS Corp.
|
Unknown
|
Schone Edelmetaal
|
LBMA
|
SEMPSA Joyeria Plateria SA
|
CFSP; LBMA
|
Shandong Zhaojin Gold & Silver Refinery Co. Ltd
|
LBMA
|
SOE Shyolkovsky Factory of Secondary Precious Metals
|
LBMA
|
Solar Applied Materials Technology Corp.
|
CFSP; LBMA
|
Suzhou Xingrui Noble
|
Unknown
|
Tanaka Kikinzoku Kogyo K.K.
|
CFSP; LBMA
|
The Great Wall Gold and Silver Refinery of China
|
LBMA
|
Torecom
|
Unknown
|
Umicore Brasil Ltda
|
LBMA
|
Umicore SA Business Unit Precious Metals Refining
|
CFSP; LBMA
|
United Precious Metal Refining, Inc.
|
CFSP
|
Western Australian Mint trading as The Perth Mint
|
CFSP; LBMA
|
Xstrata Canada Corporation
|
Unknown
|
Yokohama Metal Co Ltd
|
Unknown
|
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
|
LBMA
|
Zijin Mining Group Co. Ltd
|
LBMA
|
|
|
SOR / Facility Name
|
Conflict-Free Status
|
Tin
|
|
Chongyi Zhangyuan Tungsten Co Ltd
|
Unknown
|
CNMC (Guangxi) PGMA Co. Ltd.
|
Unknown
|
Cookson
|
CFSP
|
Cooper Santa
|
Unknown
|
CV JusTindo
|
Unknown
|
CV Makmur Jaya
|
Unknown
|
CV Nurjanah
|
Unknown
|
CV Prima Timah Utama
|
Unknown
|
CV Serumpun Sebalai
|
Unknown
|
CV United Smelting
|
Unknown
|
EM Vinto
|
Unknown
|
Fenix Metals
|
Unknown
|
Geiju Non-Ferrous Metal Processing Co. Ltd.
|
CFSP
|
Gejiu Zi-Li
|
Unknown
|
Huichang Jinshunda Tin Co. Ltd
|
Unknown
|
Jiangxi Nanshan
|
Unknown
|
Kai Unita Trade Limited Liability Company
|
Unknown
|
Linwu Xianggui Smelter Co
|
Unknown
|
Metallo Chimique
|
Unknown
|
Mineração Taboca S.A.
|
CFSP
|
Minmetals Ganzhou Tin Co. Ltd.
|
Unknown
|
Minmetals Ganzhou Tin Co. Ltd.
|
Unknown
|
Novosibirsk Integrated Tin Works
|
Unknown
|
PT Alam Lestari Kencana
|
Unknown
|
PT Artha Cipta Langgeng
|
Unknown
|
PT Babel Inti Perkasa
|
Unknown
|
PT Babel Surya Alam Lestari
|
Unknown
|
PT Bangka Kudai Tin
|
Unknown
|
PT Bangka Putra Karya
|
LBMA
|
PT Bangka Timah Utama Sejahtera
|
Unknown
|
PT Belitung Industri Sejahtera
|
Unknown
|
PT BilliTin Makmur Lestari
|
Unknown
|
PT Bukit Timah
|
CFSP
|
PT Fang Di MulTindo
|
Unknown
|
PT HP Metals Indonesia
|
Unknown
|
PT Mitra Stania Prima
|
Unknown
|
PT Refined Banka Tin
|
Unknown
|
PT Sariwiguna Binasentosa
|
Unknown
|
PT Stanindo Inti Perkasa
|
Unknown
|
PT Sumber Jaya Indah
|
Unknown
|
PT Tambang Timah
|
LBMA
|
PT Timah Nusantara
|
Unknown
|
PT Tinindo Inter Nusa
|
Unknown
|
PT Yinchendo Mining Industry
|
Unknown
|
PT Yinchendo Mining Industry
|
Unknown
|
Thaisarco
|
CFSP
|
White Solder Metalurgia
|
CFSP
|
Yunnan Tin Company Limited
|
CFSP
|
|
|
SOR / Facility Name
|
Conflict-Free Status
|
Tungsten
|
|
A.L.M.T. Corp.
|
Unknown
|
ATI Tungsten Materials
|
Unknown
|
Chaozhou Xianglu Tungsten Industry Co Ltd
|
Unknown
|
Dayu Weiliang Tungsten Co., Ltd.
|
Unknown
|
Fujian Jinxin Tungsten Co., Ltd.
|
TI-CMC
|
Ganzhou Grand Sea W & Mo Group Co Ltd
|
Unknown
|
Global Tungsten & Powders Corp
|
TI-CMC
|
Hunan Chenzhou Mining Group Co
|
Unknown
|
Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd.
|
Unknown
|
Japan New Metals Co Ltd
|
Unknown
|
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
|
Unknown
|
Jiangxi Rare Earth & Rare Metals Tungsten Group Corp
|
Unknown
|
Jiangxi Tungsten Industry Group Co Ltd
|
Unknown
|
Kennametal Inc.
|
TI-CMC
|
Tejing (Vietnam) Tungsten Co Ltd
|
TI-CMC
|
Wolfram Bergbau und Hütten AG
|
TI-CMC
|
Wolfram Company CJSC
|
TI-CMC
|
Xiamen Tungsten Co Ltd
|
TI-CMC
|
|
|
SOR / Facility Name
|
Conflict-Free Status
|
Tantalum
|
|
China Minmetals Nonferrous Metals Co Ltd
|
Unknown
|
Conghua Tantalum and Niobium Smeltry
|
CFSP
|
Duoluoshan
|
CFSP
|
Exotech Inc.
|
CFSP
|
F&X
|
CFSP
|
Gannon & Scott
|
Unknown
|
Global Advanced Metals
|
CFSP
|
Hi-Temp
|
CFSP
|
JiuJiang JinXin Nonferrous Metals Co. Ltd.
|
Unknown
|
JiuJiang Tambre Co. Ltd.
|
CFSP
|
King-Tan Tantalum Industry Ltd
|
Unknown
|
LMS Brasil S.A.
|
CFSP
|
Mitsui Mining & Smelting
|
CFSP
|
Molycorp Silmet
|
CFSP
|
Ningxia Orient Tantalum Industry Co., Ltd.
|
CFSP
|
Plansee
|
CFSP
|
QuantumClean
|
CFSP
|
RFH
|
CFSP
|
Solikamsk Metal Works
|
CFSP
|
Taki Chemicals
|
CFSP
|
Tantalite Resources
|
CFSP
|
Telex
|
CFSP
|
Ulba
|
CFSP
|
Zhuzhou Cement Carbide
|
CFSP
|
Countries of Origin for these SORs are believed to include:
Australia, Argentina, Brazil, Bolivia, Burundi, Canada, Chile, China, DRC- Congo, Ghana, Ethiopia, Guinea, Hong Kong, India, Indonesia, Japan, Kazakhstan, Laos, Malaysia, Mali, Mexico, Mozambique, Namibia, Niger, Nigeria, Peru, Philippines, Portugal, Russia, Rwanda, South Africa, South Korea, Spain, Switzerland, Tajikistan, Tanzania, Thailand, United States, Uzbekistan, Zambia
|
|
Conflict Free Status Legend: recognized certification protocols
· CFSP: Conflict Free Smelter Program of the Conflict-Free Sourcing Initiative (CFSI) which offers companies and their suppliers an independent, third-party audit that determines which smelters and refiners can be validated as "conflict-free," in line with current global standards.
· LBMA: the London Bullion Market Association is the international trade association that represents the market for gold and silver bullion. The LBMA Responsible Gold Guidance focuses on demonstrating that gold outputs from LBMA-accredited refiners are conflict-free.
· RJC: Responsible Jewellery Council is a standards setting and certification organization with a focus on the jewelry supply chain from mine to retail. The RJC Chain-of-Custody (CoC) Standard aims to support claims for responsibly-sourced jewelry materials (known as CoC Material) produced, processed and traded through the jewelry supply chain.
· TI-CMC: Tungsten Industry—Conflict Minerals Council provides industry stakeholders downstream tungsten consumers with conflict mineral reporting and disclosure obligations, and the public at large with assurances that tungsten products originating from TI-CMC-compliant companies are conflict free
· Unknown: smelters or refiners that are known facilities but have not yet received a conflict free certification from any of the recognized certification initiatives.
|