-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OMPmEhL+XK5J3NUTw27w6omEoUWEByK2pqUuKs5vGI5v9FFiNKxBFhUXUPG6l8fs pEMvtcjSjBJ3pm6mIzvP6w== 0000941138-99-000009.txt : 19990519 0000941138-99-000009.hdr.sgml : 19990519 ACCESSION NUMBER: 0000941138-99-000009 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNISOURCE ENERGY CORP CENTRAL INDEX KEY: 0000941138 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860786732 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: SEC FILE NUMBER: 001-13739 FILM NUMBER: 99629555 BUSINESS ADDRESS: STREET 1: 220 WEST SIXTH STREET STREET 2: P O BOX 711 CITY: TUCSON STATE: AZ ZIP: 85702 BUSINESS PHONE: 5205714000 MAIL ADDRESS: STREET 1: 220 WEST SIXTH STREET STREET 2: P O BOX 711 CITY: TUCSON STATE: AZ ZIP: 85702 NT 10-Q 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 12b-25 NOTIFICATION OF LATE FILING SEC File Number 1-13739 (Check One): [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [x] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: March 31, 1999 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: - ------------------------------------------------------------- Read Attached Instruction Sheet Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. - ------------------------------------------------------------- If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: This notification relates to certain financial information for New Energy Ventures, Inc.("NEV"), an affiliate which is not consolidated and which is owned 50 percent by the Registrant, to be included in Note 3 - Unregulated Energy Businesses of Item 1 - Financial Statements. The Registrant is required to include such financial information for NEV in the footnotes to the condensed consolidated financial statements pursuant to Regulation S-X, 210.10-01(b). - ------------------------------------------------------------- Part I - Registrant Information - ------------------------------------------------------------- Full Name of Registrant: UniSource Energy Corporation Former Name If Applicable: N/A 220 West Sixth Street, Tucson, Arizona 85701 ---------------------------------------------------- Address of Principal Executive Office (Street and Number), City, State and Zip Code - ------------------------------------------------------------- Part II - Rules 12b-25 (b) and (c) - ------------------------------------------------------------- If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) [x] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [x] (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [ ] (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. - ------------------------------------------------------------- Part III - Narrative - ------------------------------------------------------------- State below in reasonable detail the reasons why Form 10-K and 10- KSB, 20-F, 11-K, 10-Q and 10-QSB, N-SAR, or the transition report or portion thereof could not be filed within the prescribed period. (Attach Extra Sheets if Needed) Information necessary to complete the financial information of NEV is being finalized. The inability to file timely cannot be eliminated by the Registrant since the Registrant does not control the preparation of such financial information. See attached Exhibit letter from NEV. - ------------------------------------------------------------- Part IV - Other Information - ------------------------------------------------------------- (1) Name and telephone number of person to contact in regard to this notification Ira R. Adler (520) 884-3703 --------------------------------------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [x] Yes No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [ ] Yes [x] No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. UniSource Energy Corporation -------------------------------------------- (Name of Registrant as specified in charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: May 18, 1999 By: /s/ Ira R. Adler ---------------- Name: Ira R. Adler Title: Executive Vice President and Principal Financial Officer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. - ------------------------------------------------------------- ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). EX-99 2 Exhibit 99 May 17, 1999 Securities and Exchange Commission 500 N. Capitol Street, N. W. Washington, D. C. 20549 Ladies and Gentlemen: New Energy Ventures, Inc. (NEV) has informed UniSource Energy Corporation (UniSource Energy) that NEV is presently unable to provide to UniSource Energy Corporation NEV's summarized financial information at March 31, 1999 and for the quarter then ended by May 17, 1999. I have informed UniSource Energy that certain information related to the adoption of EITF 98-10 needed to finalize our financial statements is not yet available. I expect such information to be available in time to provide to UniSource Energy NEV's summarized financial information so that UniSource Energy can complete its Form 10-Q by the filing extension deadline provided by Form 12b-25. Sincerely, /s/ Charles A. Smart Charles A. Smart Vice President and Treasurer for New Energy Ventures, Inc. -----END PRIVACY-ENHANCED MESSAGE-----