-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R4NHAixfAC0xQwhOIu+WrpCPLH06a395kB7ab47ATKGwD5Td9rQlDmU8U7Vpo/JK 4KIqqDc8kmqG/N++gyBHcw== 0000941138-10-000055.txt : 20100324 0000941138-10-000055.hdr.sgml : 20100324 20100324165623 ACCESSION NUMBER: 0000941138-10-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020103 FILED AS OF DATE: 20100324 DATE AS OF CHANGE: 20100324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FESSLER DANIEL W L CENTRAL INDEX KEY: 0001231016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13739 FILM NUMBER: 10702293 MAIL ADDRESS: STREET 1: 1 S CHURCH STREET 2: STE 1820 CITY: TUCSON STATE: AZ ZIP: 85701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNISOURCE ENERGY CORP CENTRAL INDEX KEY: 0000941138 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 860786732 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SOUTH CHURCH AVENUE STREET 2: SUITE 100 CITY: TUCSON STATE: AZ ZIP: 85701 BUSINESS PHONE: 520-571-4000 MAIL ADDRESS: STREET 1: ONE SOUTH CHURCH AVENUE, SUITE 100 STREET 2: P.O. BOX 711 CITY: TUCSON STATE: AZ ZIP: 85702 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2002-01-03 0000941138 UNISOURCE ENERGY CORP UNS 0001231016 FESSLER DANIEL W L 1 S. CHURCH AVENUE SUITE 201 TUCSON AZ 85701 1 0 0 0 Common Stock 2002-05-10 4 A 0 516 0 A 2511 D Common Stock 2002-05-10 4 D 0 516 D 2511 D Common Stock 2003-01-02 4 A 0 573 0 A 2511 D Common Stock 2003-01-02 4 D 0 573 D 2511 D Common Stock 2006-01-09 4 M 0 59 A 2511 D Common Stock 2006-04-05 4 M 0 65 A 2511 D Common Stock 2007-01-09 4 M 0 60 A 2511 D Common Stock 2007-04-10 4 M 0 61 A 2511 D Common Stock 2007-10-01 4 M 0 62 A 2511 D Common Stock 2008-01-07 4 M 0 62 A 2511 D Common Stock 2008-04-04 4 M 0 62 A 2511 D Common Stock 2008-07-09 4 M 0 63 A 2511 D Common Stock 2008-10-02 4 M 0 64 A 2511 D Stock Option (right to buy) 18.74 2002-01-03 4 A 0 2000 0 A Common Stock 2000 0 D Restricted Stock Units (in lieu of Restricted Stock) 2002-05-10 4 A 0 516 A Common Stock 516 0 D Stock Option (right to buy) 17.44 2003-01-02 4 A 0 2358 0 A Common Stock 2358 2358 D Restricted Stock Units (in lieu of Restricted Stock) 2003-01-02 4 A 0 573 A Common Stock 573 0 D Restricted Stock Units 2005-12-27 4 A 0 1278.8 0 A Common Stock 1278.8 12596.9 D Restricted Stock Units (in lieu of Restricted Stock) 2006-01-09 4 M 0 59 D Common Stock 59 0 D Restricted Stock Units (in lieu of Restricted Stock) 2006-04-05 4 M 0 65 D Common Stock 65 0 D Restricted Stock Units (in lieu of Restricted Stock) 2007-01-09 4 M 0 60 D Common Stock 60 0 D Restricted Stock Units (in lieu of Restricted Stock) 2007-04-10 4 M 0 61 D Common Stock 61 0 D Restricted Stock Units (in lieu of Restricted Stock) 2007-07-11 4 M 0 61 D Common Stock 61 0 D Restricted Stock Units (in lieu of Restricted Stock) 2007-10-01 4 M 0 62 D Common Stock 62 0 D Restricted Stock Units (in lieu of Restricted Stock) 2008-01-07 4 M 0 62 D Common Stock 62 0 D Restricted Stock Units (in lieu of Restricted Stock) 2008-04-04 4 M 0 62 D Common Stock 62 0 D Restricted Stock Units (in lieu of Restricted Stock) 2008-07-09 4 M 0 63 D Common Stock 63 0 D Restricted Stock Units (in lieu of Restricted Stock) 2008-10-02 4 M 0 64 D Common Stock 64 0 D The reporting person included the transaction being reported in its holdings listed in this column, but mistakenly did not previously report the underlying transaction. As such, current holdings are shown. The shares or units, as applicable, being reported in this filing were reflected in the reporting person's holdings as disclosed in prior proxy statements filed by UniSource Energy Corporation. The reporting person exchanged restricted stock shares for an equivalent number of restricted stock units in lieu of restricted stock shares on the date of the grant of such restricted stock. The reporting person settled his/her Restricted Stock Units for shares of common stock of UniSource Energy Corporation. The options vest as follows: 1/3 on the first anniversary of the date of the grant, 1/3 on the second anniversary of the date of the grant, and 1/3 on the third anniversary of the date of the grant. They expire on the date that is 10 years from the date of grant. The restricted stock units in lieu of restricted stock vest on the third anniversary of the date of grant and are payable after vesting in accordance with the election of the reporting person on the date of grant. The restricted stock units were awarded as equity compensation to the reporting person and vest on the first anniversary of the date of grant and are payable upon the reporting person's termination of service with UniSource Energy Corporation. The reporting person settled his/her Restricted Stock Units for shares of common stock of UniSource Energy Corporation. Amy J. Welander, Attorney in Fact 2010-03-24 -----END PRIVACY-ENHANCED MESSAGE-----