-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WJHPdVvPjlGVCUMmhRJJDLLT4fNAIHhgjuJsYwZujVFuYURCBDE5s+HvnsI+HVx/ TbTzlIjRwGvrLAh6Cie/Cg== 0001181431-04-047100.txt : 20041007 0001181431-04-047100.hdr.sgml : 20041007 20041007173656 ACCESSION NUMBER: 0001181431-04-047100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041006 FILED AS OF DATE: 20041007 DATE AS OF CHANGE: 20041007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDIN THOMAS L CENTRAL INDEX KEY: 0001243747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27754 FILM NUMBER: 041070948 MAIL ADDRESS: STREET 1: 3050 HIGHLAND PARKWAY STREET 2: STE 100 CITY: DOWNERS GROVA STATE: IL ZIP: 60515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUB GROUP INC CENTRAL INDEX KEY: 0000940942 STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731] IRS NUMBER: 364007085 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 377 E BUTTERFIELD RD STREET 2: STE 700 CITY: LOMBARD STATE: IL ZIP: 60148 BUSINESS PHONE: 7089645800 MAIL ADDRESS: STREET 1: 377 EAST BUTTERFIELD RD STREET 2: SUITE 700 CITY: LOMBARD STATE: IL ZIP: 60148 4 1 rrd54518.xml X0202 4 2004-10-06 0 0000940942 HUB GROUP INC HUBG 0001243747 HARDIN THOMAS L 3050 HIGHLAND PARKWAY SUITE 100 DOWNERS GROVE IL 60515 0 1 0 0 President Class A Common Stock 2004-10-06 4 C 0 5000 28.16 A 26200 D Class A Common Stock 2004-10-06 4 C 0 50 14.00 A 26200 D Class A Common Stock 2004-10-06 4 S 0 5050 37.316 D 21150 D Stock Option (Right to Buy) 28.16 2004-10-06 4 C 0 5000 0 D 2008-03-02 Class A Common Stock 5000 0 D Stock Option (Right to Buy) 14.00 2004-10-06 4 C 0 50 0 D 2006-03-12 Class A Common Stock 50 34950 D The total reflects a simultaneous cashless exercise of the two different classes of options (for a total of 5,050 shares of Class A Common Stock). The reported sale was made pursuant to a pre-arranged program for selling stock adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. 21,150 shares of Class A Common Stock are part of a restricted stock grant subject to vesting requirements. The option vests over 5 years. Mr. Hardin can exercise the option as follows: 1,000 shares on 3/2/1999, 1,000 shares on 3/2/2000, 1,000 shares on 3/2/2001, 1,000 shares on 3/2/2002 and 1,000 shares on 3/12/2003. The option vests over 5 years. Mr. Hardin can exercise the option as follows: 7,000 shares on 3/12/1997, 7,000 shares on 3/12/1998, 7,000 shares on 3/12/1999, 7,000 shares on 3/12/2000 and 7,000 shares on 3/12/2001. /s/ Thomas L. Hardin 2004-10-07 -----END PRIVACY-ENHANCED MESSAGE-----