0000940911-20-000003.txt : 20200415 0000940911-20-000003.hdr.sgml : 20200415 20200415102828 ACCESSION NUMBER: 0000940911-20-000003 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200415 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APERTURE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000940911 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-91482 FILM NUMBER: 20792909 BUSINESS ADDRESS: STREET 1: 100-3 SUMMIT LAKE DR CITY: VALHALLA STATE: NY ZIP: 10595 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: APERTURE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000940911 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 100-3 SUMMIT LAKE DR CITY: VALHALLA STATE: NY ZIP: 10595 SC 13D 1 SC13D.txt OMB APPROVAL OMB Number:3235-0145 Expires:December 31, 2019 Estimated average burden hours per form 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. *) Aperture Technologies, Inc. (Name of Issuer) Preferred Stock - --------------------------------------------------------------------------- (Title of Class of Securities) 87263U102 (CUSIP Number) Joshua Wilson 829 Liana Drive #112 Santa Rosa, CA 95407 (707) 533-6159 - --------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 13, 2019 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement /X/. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1746 (12-91) SCHEDULE 13D CUSIP No. 87263U102 Page 2 of 5 Pages - --------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON Joshua E. Wilson SSN: ###-##-#### - --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - --------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - --------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) / / - --------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 1,488,095 BENEFICIALLY -------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 0 REPORTING -------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 1,488,095 -------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - --------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,488,095 - --------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - --------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) *100.0% - --------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - --------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 87263U102 Page 3 of 5 Pages ITEM 1. SECURITY AND ISSUER. This statement relates to shares of Preferred Stock (the "Stock") of Aperture Software, Inc. ("Aperture"). The principal executive office of Aperture is located at 600 Townsend Street, San Francisco, CA 94103. ITEM 2. IDENTITY AND BACKGROUND. The person filing this statement and the information regarding him, are as follows: (a) Joshua E. Wilson (b) Mr. Wilson's business address is 600 Townsend Street, San Francisco CA 94103. (c) Mr. Wilson's present principal occupation is as President of Aperture Technologies, Inc., an information security company whose address is 600 Townsend Street, San Francisco CA 94103. (d) During the last five years, Mr. Wilson has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, Mr. Wilson was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction that resulted in his being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities sub- ject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Wilson is a citizen of the United States of America. SCHEDULE 13D CUSIP No. 87263U102 Page 4 of 5 Pages ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. The source and amount of funds used in purchasing the Stock were as follows: Purchaser Source of Funds Amount Joshua E. Wilson Personal Funds $10,000,000.00 ITEM 4. PURPOSE OF TRANSACTION. The sole purpose of the acquisition of the Stock reported herein was and is for investment. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. The total ownership of the Stock by Mr. Wilson at December 13, 2018, was 1,488,095 shares, which represents 100.0% of the total shares of Stock outstanding. The beneficial ownership of the Stock of the persons named in Item 2 of this statement was as follows at December 13, 2018: Aggregate Beneficially Owned Voting Power Dispositive Power Name Number Percent Sole Shared Sole Shared Joshua E. Wilson 1,488,095 100.0% 1,488,095 -0- 1,488,095 December 13, 2018, the date to which this statement relates, was the date of Aperture's initial public offering. SCHEDULE 13D CUSIP No. 87263U102 Page 5 of 5 Pages ITEM. 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Not applicable. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Not applicable. SIGNATURES After reasonable inquiry and to the best of my knowledge, I certify that the information set forth in this statement is true, complete and correct. DATED: December 29, 2019. ____/s/ Joshua E. Wilson_________________ Joshua E. Wilson C:\DMS\3459\001\0167052.WP