-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VXwQKd8h/HTLL4JVQHsjDTXataDpBqRDrkTEv23+uWNJ/bWtiyYQyloNofioktsD S1St67KaLbDjzcFf7svXIw== 0000094056-10-000008.txt : 20100217 0000094056-10-000008.hdr.sgml : 20100217 20100217103237 ACCESSION NUMBER: 0000094056-10-000008 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100217 DATE AS OF CHANGE: 20100217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARONE RICHARD A CENTRAL INDEX KEY: 0001014424 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04436 FILM NUMBER: 10611510 MAIL ADDRESS: STREET 1: ONE CHAGRIN HIGHLANDS STREET 2: 2000 AUBURN DRIVE SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44122 FORMER NAME: FORMER CONFORMED NAME: BARONE RICHARD A ET AL DATE OF NAME CHANGE: 19960514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPHAN CO CENTRAL INDEX KEY: 0000094056 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 590676812 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1850 W MCNAB RD CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: 9549710600 MAIL ADDRESS: STREET 1: 1850 WEST MCNAB ROAD CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 5 1 primary_doc.xml PRIMARY DOCUMENT X0303 5 2009-12-31 1 0 1 0000094056 STEPHAN CO TSC 0001014424 BARONE RICHARD A ONE CHAGRIN HIGHLANDS 2000 AUBURN DRIVE SUITE 300 CLEVELAND OH 44122 1 0 0 0 Shares of Common Stock 107601 I By Merlin Partners, LP Shares of Common Stock 2009-12-08 4 S 0 L 10000 2.7 D 0 I By Ancora Partners, LLC Shares of Common Stock 2009-12-08 4 P 0 L 10000 2.7 A 50000 D Options to Buy 3.99 2006-09-29 2010-09-29 Common Stock 5062 5062 D Options to Buy 3.15 2007-06-30 2011-06-30 Common Stock 5062 10124 D Options to Buy 3.8 2007-06-30 5 A 0 L 5062 3.8 A 2008-06-30 2012-06-30 Common Stock 5062 15186 D Options to Buy 3.18 2008-06-30 5 A 0 L 5062 3.18 A 2009-06-30 2013-06-30 Common Stock 5062 20248 D Options to Buy 2.4 2009-06-30 5 A 0 L 5062 2.4 A 2010-06-30 2014-06-30 Common Stock 5062 5062 I Options to Buy (which have not vested) Mr. Barone is the majority owner of Ancora Advisors, LLC, which is General Partner of Merlin Partners, LP. Further Mr. Barone is the Managing Partner of Ancora Partners, LLC, which is an affiliate of Ancora Advisors, LLC. Reported shares do not include shares held by accounts managed by Mr. Barone that are charged a management fee only. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Due to Issuer filing Form 15 on 12/28/2009, Reporting Person no longer subject to Section 16 vis a vis Issuer. /s/ Richard A. Barone 2010-02-17 -----END PRIVACY-ENHANCED MESSAGE-----