0001127602-21-018128.txt : 20210527 0001127602-21-018128.hdr.sgml : 20210527 20210527104738 ACCESSION NUMBER: 0001127602-21-018128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210525 FILED AS OF DATE: 20210527 DATE AS OF CHANGE: 20210527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mergner Arthur W CENTRAL INDEX KEY: 0001603410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04462 FILM NUMBER: 21969475 MAIL ADDRESS: STREET 1: 22 WEST FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPAN CO CENTRAL INDEX KEY: 0000094049 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 361823834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474467500 MAIL ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 FORMER COMPANY: FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/ DATE OF NAME CHANGE: 19840108 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-05-25 0000094049 STEPAN CO SCL 0001603410 Mergner Arthur W 22 W. FRONTAGE ROAD NORTHFIELD IL 60093 1 Exec VP, Supply Chain Common Stock 2021-05-25 4 M 0 6000 43.85 A 25954.305 D Common Stock 2021-05-25 4 D 0 1958 134.395 D 23996.305 D Common Stock 2021-05-25 4 F 0 1791 134.395 D 22205.305 D Common Stock 2021-05-25 4 S 0 2251 133.819 D 19954.305 D Stock Appreciation Right 43.85 2021-05-25 4 M 0 6000 0 D 2018-02-23 2026-02-22 Common Stock 6000 6262 D The stock appreciation rights ("SARs") were settled in shares of common stock as per the terms of the award. Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Withholding of shares to satisfy tax liability on exercise of SARs. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $133.24 to $134.24, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. /s/ Stephanie J. Pacitti, Attorney-in-Fact for Arthur W. Mergner 2021-05-27