0001127602-21-006840.txt : 20210219 0001127602-21-006840.hdr.sgml : 20210219 20210219171459 ACCESSION NUMBER: 0001127602-21-006840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210217 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catlett Janet Anne CENTRAL INDEX KEY: 0001747846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04462 FILM NUMBER: 21657133 MAIL ADDRESS: STREET 1: 22 WEST FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPAN CO CENTRAL INDEX KEY: 0000094049 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 361823834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474467500 MAIL ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 FORMER COMPANY: FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/ DATE OF NAME CHANGE: 19840108 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-17 0000094049 STEPAN CO SCL 0001747846 Catlett Janet Anne 22 WEST FRONTAGE ROAD NORTHFIELD IL 60093 1 VP, CHRO Common Stock 2021-02-17 4 M 0 448 A 3142.593 D Common Stock 2021-02-17 4 A 0 73.968 123.65 A 191.816 I By Esop II Trust Stock Option (Right to Buy) 123.73 2021-02-17 4 A 0 1233 0 A 2021-12-31 2031-02-16 Common Stock 1233 1233 D Stock Appreciation Right 123.73 2021-02-17 4 A 0 3700 0 A 2021-12-31 2031-02-16 Common Stock 3700 3700 D Performance Shares 2021-02-17 4 A 0 970 A Common Stock 970 970 D Share Units 2021-02-17 4 A 0 1228.053 123.73 A Common Stock 1228.053 2588.251 D Performance Shares 2021-02-17 4 M 0 515 D Common Stock 515 0 D The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020. Vests ratably over three years beginning on date shown. Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023. Share Units convert on a one-for-one basis into Common Stock. Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. /s/ Stephanie J. Pacitti, Attorney-in-Fact for Janet A. Catlett 2021-02-19