0001127602-20-022630.txt : 20200803 0001127602-20-022630.hdr.sgml : 20200803 20200803200747 ACCESSION NUMBER: 0001127602-20-022630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200731 FILED AS OF DATE: 20200803 DATE AS OF CHANGE: 20200803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Behrens Scott R. CENTRAL INDEX KEY: 0001616912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04462 FILM NUMBER: 201070677 MAIL ADDRESS: STREET 1: 22 WEST FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPAN CO CENTRAL INDEX KEY: 0000094049 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 361823834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474467500 MAIL ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 FORMER COMPANY: FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/ DATE OF NAME CHANGE: 19840108 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-07-31 0000094049 STEPAN CO SCL 0001616912 Behrens Scott R. 22 W. FRONTAGE ROAD NORTHFIELD IL 60093 1 VP/GM Surfactants Common Stock 2020-07-31 4 M 0 9494 78.58 A 20669.546 D Common Stock 2020-07-31 4 D 0 6930 107.66 D 13739.546 D Common Stock 2020-07-31 4 F 0 751 107.66 D 12988.546 D Common Stock 2020-07-31 4 S 0 1552 108.043 D 11436.546 D Common Stock 2020-07-31 4 S 0 261 109.332 D 11175.546 D Common Stock 3734.492 I By Esop II Trust Stock Appreciation Right 78.58 2020-07-31 4 M 0 9494 0 D 2018-02-21 2027-02-20 Common Stock 9494 0 D The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award. Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Withholding of shares to satisfy tax liability on exercise of SARs. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $107.585 to $108.57, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $109.29 to $109.42, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. /s/ Stephanie J. Pacitti, Attorney-in-Fact for Scott R. Behrens 2020-08-03